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First Trust Small Cap Value AlphaDEX Fund

38 hedge funds and large institutions have $32M invested in First Trust Small Cap Value AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 9 closing their positions.

Holders
38
Holders Change
-5
Holders Change %
-11.63%
% of All Funds
0.95%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
10
Reduced
17
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.02M 206,346 -58,660 -22%
LPL Financial
2
LPL Financial
California
$3.27M 96,194 -1,211 -1%
Bank of America
3
Bank of America
North Carolina
$3.06M 89,976 -8,596 -9%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.6M 76,063 +47,649 +168%
CS
5
Credit Suisse
Switzerland
$2.11M 61,958 +50,511 +441%
Wells Fargo
6
Wells Fargo
California
$2M 58,790 -156,348 -73%
SAM
7
Sequent Asset Management
Texas
$1.79M 52,479 -4,700 -8%
Jane Street
8
Jane Street
New York
$1.63M 47,851 -102,854 -68%
AG
9
Advisor Group
Arizona
$1.17M 34,366 +449 +1%
SG Americas Securities
10
SG Americas Securities
New York
$694K 20,352 +5,540 +37%
MML Investors Services
11
MML Investors Services
Massachusetts
$622K 18,288 +18,288 New
VKH
12
Virtu KCG Holdings
New York
$564K 16,586 +3,619 +28%
US Bancorp
13
US Bancorp
Minnesota
$480K 14,097 +1,092 +8%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$453K 13,319 -3,413 -20%
IWA
15
Intercontinental Wealth Advisors
Texas
$449K 13,190
DADC
16
D.A. Davidson & Co
Montana
$422K 12,434 -729 -6%
Stifel Financial
17
Stifel Financial
Missouri
$420K 12,294 -10,983 -47%
UBS Group
18
UBS Group
Switzerland
$357K 10,486 -685 -6%
Goldman Sachs
19
Goldman Sachs
New York
$286K 8,400 -1,546 -16%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$283K 8,339 -3,485 -29%
RJA
21
Raymond James & Associates
Florida
$268K 7,883 +7,883 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$255K 7,486 -28,147 -79%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$250K 7,346 +1,160 +19%
Ameriprise
24
Ameriprise
Minnesota
$249K 7,228 -15,003 -67%
NWM
25
Northwest Wealth Management
Iowa
$244K 7,184 +7,184 New