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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

31 hedge funds and large institutions have $28.6M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$3.08M
2
Citadel Advisors
Citadel Advisors
Florida
$1.63M
3
HF
HRT Financial
New York
$994K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$865K
5
Jane Street
Jane Street
New York
$402K

Top Sellers

1
BTS
BB&T Securities
Virginia
$0
2
Morgan Stanley
Morgan Stanley
New York
$9.66M
3
Wells Fargo
Wells Fargo
California
$3.85M
4
VFS
VSR Financial Services
Kansas
$0
5
RJA
Raymond James & Associates
Florida
$416K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.66M -$5.24M -191,582 -35%
Wells Fargo
2
Wells Fargo
California
$3.85M -$2.03M -74,134 -35%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.08M +$3.08M +112,487 New
LPL Financial
4
LPL Financial
California
$2.03M +$43.9K +1,538 +2%
Citadel Advisors
5
Citadel Advisors
Florida
$1.63M +$1.63M +59,408 New
HF
6
HRT Financial
New York
$994K +$994K +36,278 New
SAM
7
Sequent Asset Management
Texas
$920K -$20.5K -750 -2%
Goldman Sachs
8
Goldman Sachs
New York
$883K +$102K +3,736 +13%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$865K +$469K +17,151 +118%
Bank of America
10
Bank of America
North Carolina
$426K +$34.5K +1,262 +9%
Stifel Financial
11
Stifel Financial
Missouri
$420K -$25K -914 -6%
RJA
12
Raymond James & Associates
Florida
$416K -$600K -21,919 -59%
CA
13
Cetera Advisors
Colorado
$414K -$16.2K -597 -4%
Jane Street
14
Jane Street
New York
$402K +$402K +14,719 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$368K +$368K +13,448 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$361K -$587K -21,457 -62%
UBS Group
17
UBS Group
Switzerland
$321K +$66.4K +2,426 +26%
FHC
18
First Heartland Consultants
Missouri
$315K +$86.7K +3,170 +38%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$275K -$9.34K -341 -3%
Citigroup
20
Citigroup
New York
$197K +$1.92K +70 +1%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$196K +$25.5K +931 +15%
DADC
22
D.A. Davidson & Co
Montana
$138K +$119K +4,351 +613%
US Bancorp
23
US Bancorp
Minnesota
$132K +$40.8K +1,487 +45%
AIG
24
American International Group
New York
$125K – – –
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$73K -$5.04K -183 -6%
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