We are live on ! Find out more
FYT icon

First Trust Small Cap Value AlphaDEX Fund

31 hedge funds and large institutions have $28.6M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

3% more funds holding

Funds holding: 3031 (+1)

7.39% less ownership

Funds ownership: 58.24%50.85% (-7.4%)

35% less capital invested

Capital invested by funds: $44.2M → $28.6M (-$15.6M)

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.66M -$5.65M -191,582 -35%
Wells Fargo
2
Wells Fargo
California
$3.85M -$2.18M -74,134 -35%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.08M +$3.32M +112,487 New
LPL Financial
4
LPL Financial
California
$2.03M +$45.3K +1,538 +2%
Citadel Advisors
5
Citadel Advisors
Florida
$1.63M +$1.75M +59,408 New
HF
6
HRT Financial
New York
$994K +$1.07M +36,278 New
SAM
7
Sequent Asset Management
Texas
$920K -$22.1K -750 -2%
Goldman Sachs
8
Goldman Sachs
New York
$883K +$110K +3,736 +13%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$865K +$505K +17,151 +118%
Bank of America
10
Bank of America
North Carolina
$426K +$37.2K +1,262 +9%
Stifel Financial
11
Stifel Financial
Missouri
$420K -$26.9K -914 -6%
RJA
12
Raymond James & Associates
Florida
$416K -$646K -21,919 -59%
CA
13
Cetera Advisors
Colorado
$414K -$17.6K -597 -4%
Jane Street
14
Jane Street
New York
$402K +$434K +14,719 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$368K +$396K +13,448 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$361K -$632K -21,457 -62%
UBS Group
17
UBS Group
Switzerland
$321K +$71.5K +2,426 +26%
FHC
18
First Heartland Consultants
Missouri
$315K +$93.4K +3,170 +38%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$275K -$10.1K -341 -3%
Citigroup
20
Citigroup
New York
$197K +$2.06K +70 +1%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$196K +$27.4K +931 +15%
DADC
22
D.A. Davidson & Co
Montana
$138K +$128K +4,351 +613%
US Bancorp
23
US Bancorp
Minnesota
$132K +$43.8K +1,487 +45%
AIG
24
American International Group
New York
$125K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$73K -$5.39K -183 -6%

FYT Hedge Fund Activity: Q3 2015 in Review

31 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2015, worth a combined $28.6M — down 35% from $44.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FYT positions and 4 closed out — a net gain of 2 holders — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.32M. The largest seller was BB&T Securities, exiting entirely with an estimated $6.74M sold.

  • 31 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2015, up from 30 in Q2 2015.
  • Funds reported $28.6M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2015, down 35% quarter-over-quarter.
  • 6 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2015 and 4 closed out, a net change of +2 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2015 was Susquehanna International Group, an estimated $3.32M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2015 was BB&T Securities, an estimated $6.74M sold.

Based on aggregated 13F filings for Q3 2015.