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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

26 hedge funds and large institutions have $27.3M invested in First Trust Small Cap Value AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
-4
Holders Change %
-13.33%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
2
Increased
9
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$9.21M
2
AIG
American International Group
New York
$997K
3
M&T Bank
M&T Bank
New York
$242K
4
FHC
First Heartland Consultants
Missouri
$475K
5
U
UBS
Switzerland
$133K

Top Sellers

1
SG Americas Securities
SG Americas Securities
New York
$0
2
IFWM
Institute for Wealth Management
Colorado
$2.44M
3
CS
Credit Suisse
Switzerland
$0
4
VFS
VSR Financial Services
Kansas
$0
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$651K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.21M +$1.54M +51,705 +20%
Wells Fargo
2
Wells Fargo
California
$5.04M -$3.64K -122 -0.1%
BTS
3
BB&T Securities
Virginia
$2.98M -$45K -151 -1%
IFWM
4
Institute for Wealth Management
Colorado
$2.44M -$2.04M -67,478 -46%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.46M -$609K -20,441 -29%
LPL Financial
6
LPL Financial
California
$1.07M +$73.1K +2,487 +7%
AIG
7
American International Group
New York
$997K +$884K +29,677 +785%
Stifel Financial
8
Stifel Financial
Missouri
$725K -$774 -26 -0.1%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$651K -$761K -25,554 -54%
FHC
10
First Heartland Consultants
Missouri
$475K +$130K +4,357 +38%
Bank of America
11
Bank of America
North Carolina
$473K -$53.6K -1,797 -10%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$358K -$634K -21,321 -64%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$349K -$66.5K -2,234 -16%
M&T Bank
14
M&T Bank
New York
$242K +$242K +8,111 New
Ameriprise
15
Ameriprise
Minnesota
$224K +$61.8K +2,075 +38%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$214K +$24.8K +834 +13%
PAG
17
Private Advisor Group
New Jersey
$201K -$73K -2,450 -27%
U
18
UBS
Switzerland
$133K +$79.1K +2,651 +147%
NFG
19
Next Financial Group
Texas
$55K +$18.7K +630 +52%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$15K +$15K +497 New
MFS
21
MSI Financial Services
Massachusetts
$9K – – –
WA
22
WFG Advisors
Texas
$5K -$11K -352 -69%
DADC
23
D.A. Davidson & Co
Montana
$5K – – –
JFA
24
JNBA Financial Advisors
Minnesota
$5K – – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$3K – – –
1
2