We are live on ! Find out more
FYT icon

First Trust Small Cap Value AlphaDEX Fund

69 hedge funds and large institutions have $153M invested in First Trust Small Cap Value AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 21 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

28% more capital invested

Capital invested by funds: $120M → $153M (+$33.6M)

15% more funds holding

Funds holding: 6069 (+9)

5.65% more ownership

Funds ownership: 75.97%81.62% (+5.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 21

Holders
69
Holders Change
+9
Holders Change %
+15%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
12
Increased
20
Reduced
21
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.3M +$15.3M +317,071 +157%
SS
2
Simplicity Solutions
Minnesota
$14.9M +$48.2K +996 +0.4%
Wells Fargo
3
Wells Fargo
California
$14M -$1.22M -25,273 -9%
BIP
4
Blueprint Investment Partners
North Carolina
$14M +$46.5K +961 +0.4%
LPL Financial
5
LPL Financial
California
$13.5M -$376K -7,785 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.19M -$1.04M -21,536 -13%
PAG
7
Private Advisor Group
New Jersey
$4.99M +$307K +6,354 +7%
UBS Group
8
UBS Group
Switzerland
$4.5M +$280K +5,793 +8%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$4.33M -$4.5M -93,089 -54%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$4.09M +$1.72M +35,487 +89%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.93M +$2.06M +42,519 +143%
Truist Financial
12
Truist Financial
North Carolina
$3.7M -$4.43M -91,701 -57%
KWM
13
Kingsview Wealth Management
Oregon
$3.67M +$878K +18,166 +37%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$3.16M -$395K -8,168 -12%
HI
15
Harbour Investments
Wisconsin
$3.12M -$63.6K -1,316 -2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$2.03M +$1.8M +37,273 New
Stifel Financial
17
Stifel Financial
Missouri
$1.9M +$686K +14,188 +69%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.72M -$409K -8,460 -21%
AWS
19
Atria Wealth Solutions
New York
$1.7M +$268K +5,536 +22%
KAS
20
Kestra Advisory Services
Texas
$1.57M +$147K +3,039 +12%
RJA
21
Raymond James & Associates
Florida
$1.35M -$407K -8,412 -25%
US Bancorp
22
US Bancorp
Minnesota
$1.34M +$54.7K +1,132 +5%
BAM
23
Belpointe Asset Management
Nevada
$1.33M -$85.2K -1,762 -7%
JIP
24
Jaffetilchin Investment Partners
Florida
$1.25M +$1.12M +23,069 New
TRCT
25
Tower Research Capital (TRC)
New York
$1.25M +$332K +6,865 +42%

FYT Hedge Fund Activity: Q4 2023 in Review

69 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2023, worth a combined $153M — up 28% from $120M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FYT positions and 3 closed out — a net gain of 9 holders — while 20 added to existing stakes and 21 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.3M. The largest seller was Envestnet Asset Management, cutting an estimated $4.5M.

  • 69 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2023, up from 60 in Q3 2023.
  • Funds reported $153M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2023, up 28% quarter-over-quarter.
  • 12 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2023 and 3 closed out, a net change of +9 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $15.3M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2023 was Envestnet Asset Management, an estimated $4.5M sold.

Based on aggregated 13F filings for Q4 2023.