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First Trust Small Cap Value AlphaDEX Fund

66 hedge funds and large institutions have $109M invested in First Trust Small Cap Value AlphaDEX Fund in 2026 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

15% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 20

3% more funds holding

Funds holding: 6466 (+2)

2% less capital invested

Capital invested by funds: $111M → $109M (-$2.32M)

6.43% less ownership

Funds ownership: 76.99%70.56% (-6.4%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
23
Reduced
20
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$13.6M +$90.3K +1,467 +0.7%
Morgan Stanley
2
Morgan Stanley
New York
$12.6M -$1.13M -18,308 -8%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$12M +$10.9M +177,385 +1,039%
Wells Fargo
4
Wells Fargo
California
$10.6M -$691K -11,217 -6%
PWS
5
Proactive Wealth Strategies
Georgia
$7.58M +$3.69M +59,926 +96%
KWM
6
Kingsview Wealth Management
Oregon
$7.51M -$521K -8,462 -7%
Raymond James Financial
7
Raymond James Financial
Florida
$6.69M +$3.66M +59,477 +122%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$6.25M -$328K -5,324 -5%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$3.72M +$263K +4,268 +8%
Truist Financial
10
Truist Financial
North Carolina
$2.95M -$22.8K -370 -0.8%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.68M -$4.31K -70 -0.2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.19M +$253K +4,111 +13%
UBS Group
13
UBS Group
Switzerland
$2.14M -$48.5K -787 -2%
KAS
14
Kestra Advisory Services
Texas
$2.07M +$76.3K +1,240 +4%
GWP
15
Gateway Wealth Partners
Wisconsin
$1.52M +$769K +12,487 +103%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.25M +$944K +15,341 +319%
NL
17
NWAM LLC
Washington
$1.24M +$1.24M +20,089 New
Two Sigma Investments
18
Two Sigma Investments
New York
$956K +$953K +15,475 New
Osaic Holdings
19
Osaic Holdings
Arizona
$822K -$37.4K -608 -4%
Stifel Financial
20
Stifel Financial
Missouri
$756K +$110K +1,793 +17%
PB
21
Pinnacle Bancorp
Nebraska
$755K -$73.9K -1,200 -9%
CPIG
22
Chicago Partners Investment Group
Illinois
$584K +$616 +10 +0.1%
Goldman Sachs
23
Goldman Sachs
New York
$560K +$2.89K +47 +0.5%
TWM
24
TCFG Wealth Management
California
$558K +$985 +16 +0.2%
TIA
25
TCFG Investment Advisors
California
$558K +$556K +9,025 New

FYT Hedge Fund Activity: Q1 2026 in Review

66 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2026, worth a combined $109M — down 2.1% from $111M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FYT positions and 4 closed out — a net gain of 3 holders — while 23 added to existing stakes and 20 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $10.9M. The largest seller was Blueprint Financial Advisors, exiting entirely with an estimated $13.1M sold.

  • 66 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2026, up from 64 in Q4 2025.
  • Funds reported $109M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2026, down 2.1% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2026 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2026 was Cambridge Investment Research Advisors, an estimated $10.9M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2026 was Blueprint Financial Advisors, an estimated $13.1M sold.

Based on aggregated 13F filings for Q1 2026.