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First Trust Small Cap Value AlphaDEX Fund

74 hedge funds and large institutions have $131M invested in First Trust Small Cap Value AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 29 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

7% more funds holding

Funds holding: 6974 (+5)

5% less capital invested

Capital invested by funds: $137M → $131M (-$6.54M)

2.06% less ownership

Funds ownership: 77.88%75.82% (-2.1%)

34% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 29

Holders
74
Holders Change
+5
Holders Change %
+7.25%
% of All Funds
1.06%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
19
Reduced
29
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SW
1
Simplicity Wealth
New Jersey
$16.1M +$248K +4,541 +2%
BIP
2
Blueprint Investment Partners
North Carolina
$14.2M +$242K +4,428 +2%
Wells Fargo
3
Wells Fargo
California
$13.4M -$2.74M -50,182 -17%
LPL Financial
4
LPL Financial
California
$13.1M -$1.58M -28,979 -11%
Morgan Stanley
5
Morgan Stanley
New York
$10.1M -$145K -2,660 -1%
KWM
6
Kingsview Wealth Management
Oregon
$6.51M +$2.29M +41,881 +56%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.81M -$4.51M -82,540 -49%
PAG
8
Private Advisor Group
New Jersey
$4.37M -$358K -6,564 -8%
PWS
9
Proactive Wealth Strategies
Georgia
$4.34M +$4.27M +78,119 New
Stifel Financial
10
Stifel Financial
Missouri
$3.92M +$933K +17,091 +32%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$3.55M +$30.7K +563 +0.9%
UBS Group
12
UBS Group
Switzerland
$2.97M -$64.2K -1,175 -2%
Truist Financial
13
Truist Financial
North Carolina
$2.95M +$101K +1,846 +4%
RIA
14
Regal Investment Advisors
Michigan
$2.6M -$4.73M -86,536 -65%
Citadel Advisors
15
Citadel Advisors
Florida
$2.39M +$225K +4,114 +11%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.26M +$22.6K +413 +1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.07M -$912K -16,703 -31%
KAS
18
Kestra Advisory Services
Texas
$1.67M -$42.9K -785 -3%
US Bancorp
19
US Bancorp
Minnesota
$1.48M +$55.6K +1,018 +4%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.4M +$1.37M +25,145 New
Goldman Sachs
21
Goldman Sachs
New York
$1.02M +$515K +9,427 +105%
Osaic Holdings
22
Osaic Holdings
Arizona
$987K -$415K -7,591 -30%
AWS
23
Atria Wealth Solutions
New York
$966K +$30.9K +566 +3%
RJA
24
Raymond James & Associates
Florida
$938K -$3.43M -62,785 -79%
TRCT
25
Tower Research Capital (TRC)
New York
$929K -$602K -11,033 -40%

FYT Hedge Fund Activity: Q3 2024 in Review

74 of the 6,965 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2024, worth a combined $131M — down 4.8% from $137M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FYT positions and 2 closed out — a net gain of 6 holders — while 19 added to existing stakes and 29 trimmed.

The largest buyer was Kingsview Wealth Management, adding an estimated $2.29M. The largest seller was Regal Investment Advisors, cutting an estimated $4.73M.

  • 74 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2024, up from 69 in Q2 2024.
  • Funds reported $131M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2024, down 4.8% quarter-over-quarter.
  • 8 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2024 and 2 closed out, a net change of +6 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2024 was Kingsview Wealth Management, an estimated $2.29M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2024 was Regal Investment Advisors, an estimated $4.73M sold.

Based on aggregated 13F filings for Q3 2024.