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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

33 hedge funds and large institutions have $38.7M invested in First Trust Small Cap Value AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
-4
Holders Change %
-10.81%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
2
Increased
13
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAS
First Allied Advisory Services
California
+$4.47M
2
LPL Financial
LPL Financial
California
+$1.6M
3
NWM
Northwest Wealth Management
Iowa
+$819K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$177K
5
LA
LexAurum Advisors
Kansas
+$166K

Top Sellers

1
RJA
Raymond James & Associates
Florida
-$2.13M
2
Wells Fargo
Wells Fargo
California
-$1.92M
3
Bank of America
Bank of America
North Carolina
-$601K
4
Jane Street
Jane Street
New York
-$326K
5
Citadel Advisors
Citadel Advisors
Florida
-$312K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.4M -$283K -8,003 -4%
Wells Fargo
2
Wells Fargo
California
$5.46M -$1.92M -54,111 -26%
LPL Financial
3
LPL Financial
California
$4.66M +$1.6M +45,270 +53%
FAAS
4
First Allied Advisory Services
California
$4.47M +$4.47M +126,387 New
NWM
5
Northwest Wealth Management
Iowa
$3.89M +$819K +23,120 +27%
Bank of America
6
Bank of America
North Carolina
$3.04M -$601K -16,987 -17%
SAM
7
Sequent Asset Management
Texas
$1.79M -$2.73K -80 -0.2%
LA
8
LexAurum Advisors
Kansas
$1.34M +$166K +4,676 +14%
BFEC
9
Benjamin F. Edwards & Company
Missouri
$1.05M -$230K -6,504 -18%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$762K +$177K +4,965 +30%
MML Investors Services
11
MML Investors Services
Massachusetts
$679K -$30.1K -849 -4%
Jane Street
12
Jane Street
New York
$621K -$326K -9,215 -34%
US Bancorp
13
US Bancorp
Minnesota
$608K +$30.2K +852 +5%
IWA
14
Intercontinental Wealth Advisors
Texas
$455K – – –
RJA
15
Raymond James & Associates
Florida
$449K -$2.13M -60,008 -83%
AG
16
Advisor Group
Arizona
$431K +$135K +3,821 +46%
DADC
17
D.A. Davidson & Co
Montana
$359K -$73.4K -2,074 -17%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$280K +$44.1K +1,247 +19%
MRCM
19
M&R Capital Management
New Jersey
$275K +$40.6K +1,150 +17%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$252K -$41.7K -1,176 -14%
Stifel Financial
21
Stifel Financial
Missouri
$239K +$41.5K +1,159 +21%
CCA
22
Clearwater Capital Advisors
Illinois
$229K +$25.9K +730 +13%
Citigroup
23
Citigroup
New York
$220K – – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$205K +$133K +3,756 +184%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$172K +$1.73K +49 +1%
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