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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

30 hedge funds and large institutions have $37.5M invested in First Trust Small Cap Value AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+7
Holders Change %
+30.43%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
11
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SG Americas Securities
SG Americas Securities
New York
$2.82M
2
Wells Fargo
Wells Fargo
California
$5.56M
3
CS
Credit Suisse
Switzerland
$1.36M
4
IFWM
Institute for Wealth Management
Colorado
$4.88M
5
Jane Street
Jane Street
New York
$547K

Top Sellers

1
HA
Hays Advisory
Tennessee
$0
2
Morgan Stanley
Morgan Stanley
New York
$8.46M
3
FHA
First Horizon Advisors
Tennessee
$0
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$2.29M
5
SI
Stephens Inc
Arkansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.46M -$7.44M -226,213 -47%
Wells Fargo
2
Wells Fargo
California
$5.56M +$1.41M +42,879 +34%
IFWM
3
Institute for Wealth Management
Colorado
$4.88M +$750K +22,805 +18%
BTS
4
BB&T Securities
Virginia
$3.34M -$337K -1,024 -9%
SG Americas Securities
5
SG Americas Securities
New York
$2.82M +$2.82M +85,698 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.29M -$1.08M -32,829 -32%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.56M -$493K -14,987 -24%
CS
8
Credit Suisse
Switzerland
$1.36M +$1.36M +41,283 New
LPL Financial
9
LPL Financial
California
$1.11M +$383K +11,653 +53%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.1M +$188K +5,717 +21%
VFS
11
VSR Financial Services
Kansas
$975K -$113K -3,425 -10%
Stifel Financial
12
Stifel Financial
Missouri
$802K -$235K -7,127 -23%
Bank of America
13
Bank of America
North Carolina
$581K +$169K +5,129 +41%
Jane Street
14
Jane Street
New York
$547K +$547K +16,621 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$459K +$19.7K +600 +4%
FHC
16
First Heartland Consultants
Missouri
$381K +$102K +3,089 +36%
PAG
17
Private Advisor Group
New Jersey
$303K +$64.2K +1,950 +27%
PI
18
Placemark Investments
Illinois
$281K -$53.1K -1,621 -16%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$209K +$209K +6,357 New
Ameriprise
20
Ameriprise
Minnesota
$177K +$93.2K +2,869 +111%
AIG
21
American International Group
New York
$124K +$27.9K +849 +29%
U
22
UBS
Switzerland
$59K +$59K +1,805 New
BRWA
23
B. Riley Wealth Advisors
Florida
$43.8K +$43.8K +1,332 New
NFG
24
Next Financial Group
Texas
$38K +$38K +1,223 New
WA
25
WFG Advisors
Texas
$17K +$66 +2 +0.4%
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