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First Trust Small Cap Value AlphaDEX Fund

69 hedge funds and large institutions have $95.2M invested in First Trust Small Cap Value AlphaDEX Fund in 2025 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 7369 (-4)

11.93% less ownership

Funds ownership: 79.1%67.16% (-12%)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

60% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 30

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

75% less capital invested

Capital invested by funds: $380M → $95.2M (-$285M)

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.01%
New
7
Increased
12
Reduced
30
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BIP
1
Blueprint Investment Partners
North Carolina
$13.1M -$1.34M -25,149 -9%
LPL Financial
2
LPL Financial
California
$11M -$427K -8,018 -4%
Morgan Stanley
3
Morgan Stanley
New York
$8.74M -$323K -6,071 -3%
Wells Fargo
4
Wells Fargo
California
$8.25M -$2.97M -55,891 -25%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.33M -$3.54M -66,505 -38%
Raymond James Financial
6
Raymond James Financial
Florida
$4.86M +$2.25M +42,276 +76%
KWM
7
Kingsview Wealth Management
Oregon
$4.73M -$657K -12,350 -11%
PWS
8
Proactive Wealth Strategies
Georgia
$3.57M -$108K -2,038 -3%
UBS Group
9
UBS Group
Switzerland
$2.84M -$115K -2,171 -4%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.43M -$164K -3,091 -6%
Truist Financial
11
Truist Financial
North Carolina
$2.4M -$205K -3,859 -7%
TRCT
12
Tower Research Capital (TRC)
New York
$2.09M -$11.7K -219 -0.5%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.75M +$1.37M +25,724 +270%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.72M -$299K -5,622 -14%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.66M +$1.36M +25,500 +327%
KAS
16
Kestra Advisory Services
Texas
$1.47M -$196K -3,676 -11%
US Bancorp
17
US Bancorp
Minnesota
$1.42M +$62.8K +1,181 +4%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$1.18M +$355K +6,676 +39%
JP Morgan Chase
19
JP Morgan Chase
New York
$1.04M +$1.11M +20,950 New
DWP
20
Daymark Wealth Partners
Ohio
$1.04M +$1.11M +20,914 New
PAG
21
Private Advisor Group
New Jersey
$973K -$2.96M -55,620 -74%
Stifel Financial
22
Stifel Financial
Missouri
$820K +$245K +4,608 +39%
Osaic Holdings
23
Osaic Holdings
Arizona
$810K -$28K -526 -3%
AAS
24
Avantax Advisory Services
Texas
$710K -$18.8K -354 -2%
BEI
25
Benjamin Edwards Inc
Missouri
$695K +$743K +13,970 New

FYT Hedge Fund Activity: Q1 2025 in Review

69 of the 7,461 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2025, worth a combined $95.2M — down 75% from $380M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FYT and 7 opened new positions — a net loss of 2 holders — while 30 trimmed existing stakes and 12 added.

The largest buyer was Raymond James Financial, adding an estimated $2.25M. The largest seller was Simplicity Wealth, exiting entirely with an estimated $16M sold.

  • 69 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2025, down from 73 in Q4 2024.
  • Funds reported $95.2M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2025, down 75% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2025 and 9 closed out, a net change of -2 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2025 was Raymond James Financial, an estimated $2.25M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2025 was Simplicity Wealth, an estimated $16M sold.

Based on aggregated 13F filings for Q1 2025.