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First Trust Small Cap Value AlphaDEX Fund

58 hedge funds and large institutions have $127M invested in First Trust Small Cap Value AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 23 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.55% less ownership

Funds ownership: 80.13%78.58% (-1.5%)

13% less funds holding

Funds holding: 6758 (-9)

16% less capital invested

Capital invested by funds: $151M → $127M (-$24.3M)

22% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 23

82% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 11

Holders
58
Holders Change
-9
Holders Change %
-13.43%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
18
Reduced
23
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$13.5M -$2.14M -48,124 -14%
Wells Fargo
2
Wells Fargo
California
$13.4M -$4.38M -98,700 -25%
SS
3
Simplicity Solutions
Minnesota
$12.4M +$2.3M +51,891 +24%
BIP
4
Blueprint Investment Partners
North Carolina
$11.7M +$2.59M +58,386 +30%
Morgan Stanley
5
Morgan Stanley
New York
$11M -$10.6M -238,737 -50%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.26M +$3.07M +69,203 +53%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$8.96M +$776K +17,473 +10%
Truist Financial
8
Truist Financial
North Carolina
$7.99M +$169K +3,797 +2%
PAG
9
Private Advisor Group
New Jersey
$3.97M -$135K -3,049 -3%
UBS Group
10
UBS Group
Switzerland
$3.26M -$726K -16,357 -19%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.07M -$37.9K -854 -1%
HI
12
Harbour Investments
Wisconsin
$2.61M +$95.5K +2,150 +4%
KWM
13
Kingsview Wealth Management
Oregon
$2.23M +$133 +3 +0%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.13M +$1.05M +23,617 +105%
Osaic Holdings
15
Osaic Holdings
Arizona
$2.1M -$216K -4,868 -10%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$1.88M -$584K -13,160 -24%
RJA
17
Raymond James & Associates
Florida
$1.77M -$3.47M -78,094 -67%
BAM
18
Belpointe Asset Management
Nevada
$1.73M +$14.6K +328 +0.9%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.43M -$1.24M -27,857 -47%
KAS
20
Kestra Advisory Services
Texas
$1.2M -$30.2K -681 -3%
TRCT
21
Tower Research Capital (TRC)
New York
$1.11M +$427K +9,615 +67%
US Bancorp
22
US Bancorp
Minnesota
$1.08M +$14.3K +323 +1%
Stifel Financial
23
Stifel Financial
Missouri
$945K -$235K -5,287 -20%
AWS
24
Atria Wealth Solutions
New York
$895K -$150K -3,385 -15%
MOS
25
MGO One Seven
Ohio
$767K

FYT Hedge Fund Activity: Q2 2023 in Review

58 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2023, worth a combined $127M — down 16% from $151M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FYT and 2 opened new positions — a net loss of 9 holders — while 23 trimmed existing stakes and 18 added.

The largest buyer was Royal Bank of Canada, adding an estimated $3.07M. The largest seller was Morgan Stanley, cutting an estimated $10.6M.

  • 58 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2023, down from 67 in Q1 2023.
  • Funds reported $127M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2023, down 16% quarter-over-quarter.
  • 2 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2023 and 11 closed out, a net change of -9 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2023 was Royal Bank of Canada, an estimated $3.07M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2023 was Morgan Stanley, an estimated $10.6M sold.

Based on aggregated 13F filings for Q2 2023.