We are live on ! Find out more
FYT icon

First Trust Small Cap Value AlphaDEX Fund

67 hedge funds and large institutions have $151M invested in First Trust Small Cap Value AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 28 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

56% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 18

34% more capital invested

Capital invested by funds: $113M → $151M (+$38.2M)

11.24% more ownership

Funds ownership: 68.88%80.13% (+11%)

5% more funds holding

Funds holding: 6467 (+3)

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
28
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.8M +$10.2M +211,746 +80%
Wells Fargo
2
Wells Fargo
California
$17.8M +$2.02M +41,928 +12%
LPL Financial
3
LPL Financial
California
$15.5M +$2.88M +59,708 +21%
GVAG
4
Great Valley Advisor Group
Delaware
$10.6M -$4.06M -84,299 -27%
SS
5
Simplicity Solutions
Minnesota
$9.93M +$10.5M +217,262 New
BIP
6
Blueprint Investment Partners
North Carolina
$8.96M +$5.45M +112,945 +136%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$8.09M +$7.68M +159,331 +897%
Truist Financial
8
Truist Financial
North Carolina
$7.75M +$7.81M +161,875 +2,087%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.02M -$2.07M -42,997 -25%
RJA
10
Raymond James & Associates
Florida
$5.32M +$2.62M +54,306 +87%
PAG
11
Private Advisor Group
New Jersey
$4.07M +$532K +11,025 +14%
UBS Group
12
UBS Group
Switzerland
$3.98M +$86.1K +1,785 +2%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$3.08M -$5.62M -116,528 -63%
HI
14
Harbour Investments
Wisconsin
$2.49M +$131K +2,707 +5%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$2.46M +$1.06M +21,925 +69%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.3M +$382K +7,930 +19%
KWM
17
Kingsview Wealth Management
Oregon
$2.21M +$92.4K +1,917 +4%
BAM
18
Belpointe Asset Management
Nevada
$1.7M -$41.6K -862 -2%
KAS
19
Kestra Advisory Services
Texas
$1.22M +$84.1K +1,744 +7%
Stifel Financial
20
Stifel Financial
Missouri
$1.18M +$359K +7,440 +41%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.13M -$160K -3,311 -12%
US Bancorp
22
US Bancorp
Minnesota
$1.05M +$32.3K +670 +3%
AWS
23
Atria Wealth Solutions
New York
$1.04M -$276K -5,718 -20%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.03M -$794K -16,461 -42%
PFA
25
Pinnacle Family Advisors
Missouri
$906K +$956K +19,835 New

FYT Hedge Fund Activity: Q1 2023 in Review

67 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2023, worth a combined $151M — up 34% from $113M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FYT positions and 4 closed out — a net gain of 3 holders — while 28 added to existing stakes and 18 trimmed.

The largest buyer was Simplicity Solutions, opening a new position worth an estimated $10.5M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $5.62M.

  • 67 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2023, up from 64 in Q4 2022.
  • Funds reported $151M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2023, up 34% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2023 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2023 was Simplicity Solutions, an estimated $10.5M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2023 was Raymond James Financial Services Advisors, an estimated $5.62M sold.

Based on aggregated 13F filings for Q1 2023.