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First Trust Small Cap Value AlphaDEX Fund

38 hedge funds and large institutions have $44M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+7
Holders Change %
+22.58%
% of All Funds
0.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
13
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.17M +$1.2M +34,315 +15%
BTS
2
BB&T Securities
Virginia
$7.64M
Wells Fargo
3
Wells Fargo
California
$6M +$89.9K +2,582 +2%
LPL Financial
4
LPL Financial
California
$2.93M +$242K +6,875 +9%
Bank of America
5
Bank of America
North Carolina
$2.92M +$1.13M +32,467 +63%
RJA
6
Raymond James & Associates
Florida
$2.44M -$909K -26,104 -27%
JIP
7
Jaffetilchin Investment Partners
Florida
$1.28M +$1.28M +36,600 New
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.19M +$687K +19,716 +136%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.15M +$1.15M +32,840 New
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.01M -$177K -5,078 -15%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$942K +$725K +20,813 +333%
AG
12
Advisor Group
Arizona
$898K -$327K -9,375 -27%
SAM
13
Sequent Asset Management
Texas
$753K +$183K +5,250 +32%
CWM
14
Cornerstone Wealth Management
Missouri
$632K -$13.5K -385 -2%
DADC
15
D.A. Davidson & Co
Montana
$467K -$8.28K -238 -2%
IWA
16
Intercontinental Wealth Advisors
Texas
$459K
Stifel Financial
17
Stifel Financial
Missouri
$428K -$130K -3,751 -23%
Goldman Sachs
18
Goldman Sachs
New York
$415K -$4.78K -137 -1%
US Bancorp
19
US Bancorp
Minnesota
$410K -$5.5K -158 -1%
MFS
20
MSI Financial Services
Massachusetts
$396K +$60K +1,722 +18%
Jane Street
21
Jane Street
New York
$364K +$364K +10,450 New
CS
22
Credit Suisse
Switzerland
$354K +$354K +10,152 New
HFS
23
HL Financial Services
Kentucky
$294K -$19K -546 -6%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$292K +$34 +1 +0%
Ameriprise
25
Ameriprise
Minnesota
$242K -$17.6K -505 -7%