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First Trust Small Cap Value AlphaDEX Fund

30 hedge funds and large institutions have $29.1M invested in First Trust Small Cap Value AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.49% less ownership

Funds ownership: 48.58%48.09% (-0.49%)

1% less capital invested

Capital invested by funds: $29.3M → $29.1M (-$191K)

14% less funds holding

Funds holding: 3530 (-5)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
30
Holders Change
-5
Holders Change %
-14.29%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.5M -$575K -16,448 -9%
Bank of America
2
Bank of America
North Carolina
$3.73M -$88.8K -2,543 -2%
LPL Financial
3
LPL Financial
California
$3.42M -$51.7K -1,479 -1%
GIA
4
Gladstone Institutional Advisory
Florida
$2.27M +$2M +57,184 +677%
Wells Fargo
5
Wells Fargo
California
$2.2M -$923K -26,415 -29%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$1.5M +$6.92K +198 +0.5%
RJA
7
Raymond James & Associates
Florida
$1.28M +$71K +2,033 +6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.01M +$213K +6,084 +26%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$968K +$976K +27,932 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$864K +$197K +5,633 +29%
Citadel Advisors
11
Citadel Advisors
Florida
$848K -$761K -21,776 -47%
US Bancorp
12
US Bancorp
Minnesota
$821K +$83.7K +2,397 +11%
AG
13
Advisor Group
Arizona
$646K -$39.2K -1,121 -6%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$544K -$40K -1,146 -7%
Stifel Financial
15
Stifel Financial
Missouri
$539K +$121K +3,455 +28%
DADC
16
D.A. Davidson & Co
Montana
$357K +$3.21K +92 +0.9%
MRCM
17
M&R Capital Management
New Jersey
$335K
NWM
18
Northwest Wealth Management
Iowa
$319K
CPIG
19
Chicago Partners Investment Group
Illinois
$306K -$2.69K -77 -0.8%
CS
20
Credit Suisse
Switzerland
$276K +$279K +7,981 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$259K -$8.14K -233 -3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$245K -$16.1K -461 -6%
CFGS
23
Concourse Financial Group Securities
Alabama
$240K +$5.73K +164 +2%
Citigroup
24
Citigroup
New York
$215K
UBS Group
25
UBS Group
Switzerland
$203K -$1.5K -43 -0.7%

FYT Hedge Fund Activity: Q2 2019 in Review

30 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2019, worth a combined $29.1M — down 0.65% from $29.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FYT and 3 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 10 added.

The largest buyer was Gladstone Institutional Advisory, adding an estimated $2M. The largest seller was Wells Fargo, cutting an estimated $923K.

  • 30 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2019, down from 35 in Q1 2019.
  • Funds reported $29.1M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2019, down 0.65% quarter-over-quarter.
  • 3 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2019 and 7 closed out, a net change of -4 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2019 was Gladstone Institutional Advisory, an estimated $2M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2019 was Wells Fargo, an estimated $923K sold.

Based on aggregated 13F filings for Q2 2019.