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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

37 hedge funds and large institutions have $39.1M invested in First Trust Small Cap Value AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
37
Holders Change
+5
Holders Change %
+15.63%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$7.68M
2
NWM
2
Northwest Wealth Management
Iowa
$3.2M
3
Jane Street
3
Jane Street
New York
$986K
4
Morgan Stanley
4
Morgan Stanley
New York
$6.96M
5
Citadel Advisors
5
Citadel Advisors
Florida
$312K

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
BFEC
2
Benjamin F. Edwards & Company
Missouri
$1.33M
3
Stifel Financial
3
Stifel Financial
Missouri
$204K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$609K
5
Goldman Sachs
5
Goldman Sachs
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$7.68M 208,324 +155,951 +298%
Morgan Stanley
2
Morgan Stanley
New York
$6.96M 188,733 +23,650 +14%
Bank of America
3
Bank of America
North Carolina
$3.79M 102,903 +1,453 +1%
NWM
4
Northwest Wealth Management
Iowa
$3.2M 86,851 +86,851 New
LPL Financial
5
LPL Financial
California
$3.18M 86,227 -3,264 -4%
RJA
6
Raymond James & Associates
Florida
$2.68M 72,686 +4,633 +7%
SAM
7
Sequent Asset Management
Texas
$1.94M 52,559 +565 +1%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.33M 36,199 -13,751 -28%
LA
9
LexAurum Advisors
Kansas
$1.27M 33,092 +33,092 New
Jane Street
10
Jane Street
New York
$986K 26,745 +26,745 New
MML Investors Services
11
MML Investors Services
Massachusetts
$738K 20,016 +160 +0.8%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$609K 16,451 -9,101 -36%
US Bancorp
13
US Bancorp
Minnesota
$601K 16,305 +894 +6%
IWA
14
Intercontinental Wealth Advisors
Texas
$474K 12,860 -330 -3%
DADC
15
D.A. Davidson & Co
Montana
$450K 12,214 – –
Citadel Advisors
16
Citadel Advisors
Florida
$312K 8,444 +8,444 New
AG
17
Advisor Group
Arizona
$309K 8,369 +196 +2%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$305K 8,280 +151 +2%
KWM
19
Kingsview Wealth Management
Oregon
$252K 6,849 +6,849 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$246K 6,670 +685 +11%
MRCM
21
M&R Capital Management
New Jersey
$244K 6,635 – –
Citigroup
22
Citigroup
New York
$229K 6,200 – –
CCA
23
Clearwater Capital Advisors
Illinois
$211K 5,724 – –
Stifel Financial
24
Stifel Financial
Missouri
$204K 5,510 -13,250 -71%
SG Americas Securities
25
SG Americas Securities
New York
$196K 5,287 +136 +3%
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