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First Trust Small Cap Value AlphaDEX Fund

37 hedge funds and large institutions have $39.1M invested in First Trust Small Cap Value AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

33% more capital invested

Capital invested by funds: $29.4M → $39.1M (+$9.7M)

16% more funds holding

Funds holding: 3237 (+5)

2.33% more ownership

Funds ownership: 45.83%48.16% (+2.3%)

Holders
37
Holders Change
+5
Holders Change %
+15.63%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.68M +$5.62M +155,951 +298%
Morgan Stanley
2
Morgan Stanley
New York
$6.96M +$852K +23,650 +14%
Bank of America
3
Bank of America
North Carolina
$3.79M +$52.3K +1,453 +1%
NWM
4
Northwest Wealth Management
Iowa
$3.2M +$3.13M +86,851 New
LPL Financial
5
LPL Financial
California
$3.18M -$118K -3,264 -4%
RJA
6
Raymond James & Associates
Florida
$2.68M +$167K +4,633 +7%
SAM
7
Sequent Asset Management
Texas
$1.94M +$20.4K +565 +1%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.33M -$495K -13,751 -28%
LA
9
LexAurum Advisors
Kansas
$1.27M +$1.19M +33,092 New
Jane Street
10
Jane Street
New York
$986K +$963K +26,745 New
MML Investors Services
11
MML Investors Services
Massachusetts
$738K +$5.76K +160 +0.8%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$609K -$328K -9,101 -36%
US Bancorp
13
US Bancorp
Minnesota
$601K +$32.2K +894 +6%
IWA
14
Intercontinental Wealth Advisors
Texas
$474K -$11.9K -330 -3%
DADC
15
D.A. Davidson & Co
Montana
$450K
Citadel Advisors
16
Citadel Advisors
Florida
$312K +$304K +8,444 New
AG
17
Advisor Group
Arizona
$309K +$7.06K +196 +2%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$305K +$5.44K +151 +2%
KWM
19
Kingsview Wealth Management
Oregon
$252K +$247K +6,849 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$246K +$24.7K +685 +11%
MRCM
21
M&R Capital Management
New Jersey
$244K
Citigroup
22
Citigroup
New York
$229K
CCA
23
Clearwater Capital Advisors
Illinois
$211K
Stifel Financial
24
Stifel Financial
Missouri
$204K -$477K -13,250 -71%
SG Americas Securities
25
SG Americas Securities
New York
$196K +$4.9K +136 +3%

FYT Hedge Fund Activity: Q4 2017 in Review

37 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2017, worth a combined $39.1M — up 33% from $29.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FYT positions and 3 closed out — a net gain of 5 holders — while 13 added to existing stakes and 8 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.62M. The largest seller was Credit Suisse, exiting entirely with an estimated $2.21M sold.

  • 37 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2017, up from 32 in Q3 2017.
  • Funds reported $39.1M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2017, up 33% quarter-over-quarter.
  • 8 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2017 and 3 closed out, a net change of +5 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2017 was Wells Fargo, an estimated $5.62M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2017 was Credit Suisse, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2017.