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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

23 hedge funds and large institutions have $28.1M invested in First Trust Small Cap Value AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
-3
Holders Change %
-11.54%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
6
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$3.28M
2
SG Americas Securities
SG Americas Securities
New York
+$1.32M
3
RJA
Raymond James & Associates
Florida
+$983K
4
CA
Cetera Advisors
Colorado
+$448K
5
Jane Street
Jane Street
New York
+$257K

Top Sellers

1
BTS
BB&T Securities
Virginia
-$2.98M
2
IFWM
Institute for Wealth Management
Colorado
-$2.44M
3
AIG
American International Group
New York
-$976K
4
FHC
First Heartland Consultants
Missouri
-$475K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$365K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.5M +$3.28M +99,489 +32%
Wells Fargo
2
Wells Fargo
California
$5.48M -$90.8K -2,754 -2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.63M +$11.3K +344 +0.7%
SG Americas Securities
4
SG Americas Securities
New York
$1.32M +$1.32M +40,053 New
LPL Financial
5
LPL Financial
California
$1.11M -$82.6K -2,506 -7%
RJA
6
Raymond James & Associates
Florida
$983K +$983K +29,830 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$774K +$55.3K +1,681 +8%
Bank of America
8
Bank of America
North Carolina
$548K +$24.9K +755 +5%
Stifel Financial
9
Stifel Financial
Missouri
$532K -$270K -8,201 -34%
CA
10
Cetera Advisors
Colorado
$448K +$448K +13,593 New
UBS Group
11
UBS Group
Switzerland
$384K +$384K +11,648 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$323K +$86.2K +2,618 +36%
Ameriprise
13
Ameriprise
Minnesota
$314K +$66K +2,001 +27%
M&T Bank
14
M&T Bank
New York
$263K -$4.28K -130 -2%
Jane Street
15
Jane Street
New York
$257K +$257K +7,807 New
AIG
16
American International Group
New York
$127K -$976K -29,612 -89%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$102K +$85.6K +2,590 +521%
WA
18
WFG Advisors
Texas
$37K +$31.7K +950 +594%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$30K -$365K -11,117 -92%
DADC
20
D.A. Davidson & Co
Montana
$14K +$7.66K +233 +121%
MFS
21
MSI Financial Services
Massachusetts
$10K – – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$3K – – –
IFWM
23
Institute for Wealth Management
Colorado
– -$2.44M -80,741 Closed
FHC
24
First Heartland Consultants
Missouri
– -$475K -15,924 Closed
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
– -$349K -11,716 Closed
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