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First Trust Small Cap Value AlphaDEX Fund

30 hedge funds and large institutions have $44.2M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

3.06% less ownership

Funds ownership: 61.3%58.24% (-3.1%)

60% less capital invested

Capital invested by funds: $112M → $44.2M (-$67.5M)

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.7M +$2.44M +72,957 +15%
Wells Fargo
2
Wells Fargo
California
$6.99M +$1.03M +30,667 +17%
BTS
3
BB&T Securities
Virginia
$6.74M -$14.8K -442 -0.2%
LPL Financial
4
LPL Financial
California
$2.21M +$772K +23,045 +50%
VFS
5
VSR Financial Services
Kansas
$1.94M +$214K +6,384 +12%
RJA
6
Raymond James & Associates
Florida
$1.21M +$70.5K +2,104 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.13M +$484K +14,439 +71%
SAM
8
Sequent Asset Management
Texas
$1.12M +$26.8K +800 +2%
Goldman Sachs
9
Goldman Sachs
New York
$929K -$224K -6,687 -19%
Stifel Financial
10
Stifel Financial
Missouri
$529K +$14.7K +440 +3%
CA
11
Cetera Advisors
Colorado
$514K -$6.7K -200 -1%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$471K +$485K +14,482 New
Bank of America
13
Bank of America
North Carolina
$466K +$28.1K +839 +6%
SPC
14
Sigma Planning Corp
Michigan
$382K +$3.85K +115 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$338K -$15.9K -474 -4%
UBS Group
16
UBS Group
Switzerland
$303K -$1.99M -59,468 -86%
SG Americas Securities
17
SG Americas Securities
New York
$259K -$931K -27,800 -78%
Citigroup
18
Citigroup
New York
$231K +$30.7K +916 +15%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$202K +$52K +1,551 +33%
AIG
20
American International Group
New York
$148K
US Bancorp
21
US Bancorp
Minnesota
$108K +$111K +3,322 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$92K +$1.77K +53 +2%
GWM
23
Gupta Wealth Management
California
$65K
WA
24
WFG Advisors
Texas
$36K
MAA
25
Managed Account Advisors
New Jersey
$27K +$28.2K +842 New

FYT Hedge Fund Activity: Q2 2015 in Review

30 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2015, worth a combined $44.2M — down 60% from $112M a quarter earlier.

Fund positioning in FYT was balanced in Q2 2015: 5 funds opened new positions, 5 closed out, 14 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.44M. The largest seller was Jane Street, exiting entirely with an estimated $5.22M sold.

  • 30 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2015, unchanged from Q1 2015.
  • Funds reported $44.2M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2015, down 60% quarter-over-quarter.
  • 5 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2015 and 5 closed out, a net change of 0 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2015 was Morgan Stanley, an estimated $2.44M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2015 was Jane Street, an estimated $5.22M sold.

Based on aggregated 13F filings for Q2 2015.