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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

30 hedge funds and large institutions have $44.2M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
–
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$17.7M
2
Wells Fargo
Wells Fargo
California
$6.99M
3
LPL Financial
LPL Financial
California
$2.21M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$471K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.13M

Top Sellers

1
Jane Street
Jane Street
New York
$0
2
UBS Group
UBS Group
Switzerland
$303K
3
SG Americas Securities
SG Americas Securities
New York
$259K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.7M +$2.37M +72,957 +15%
Wells Fargo
2
Wells Fargo
California
$6.99M +$997K +30,667 +17%
BTS
3
BB&T Securities
Virginia
$6.74M -$14.4K -442 -0.2%
LPL Financial
4
LPL Financial
California
$2.21M +$732K +23,045 +50%
VFS
5
VSR Financial Services
Kansas
$1.94M +$208K +6,384 +12%
RJA
6
Raymond James & Associates
Florida
$1.21M +$68.4K +2,104 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.13M +$469K +14,439 +71%
SAM
8
Sequent Asset Management
Texas
$1.12M +$26K +800 +2%
Goldman Sachs
9
Goldman Sachs
New York
$929K -$217K -6,687 -19%
Stifel Financial
10
Stifel Financial
Missouri
$529K +$14.3K +440 +3%
CA
11
Cetera Advisors
Colorado
$514K -$6.49K -200 -1%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$471K +$471K +14,482 New
Bank of America
13
Bank of America
North Carolina
$466K +$27.3K +839 +6%
SPC
14
Sigma Planning Corp
Michigan
$382K +$3.74K +115 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$338K -$15.4K -474 -4%
UBS Group
16
UBS Group
Switzerland
$303K -$1.94M -59,468 -86%
SG Americas Securities
17
SG Americas Securities
New York
$259K -$905K -27,800 -78%
Citigroup
18
Citigroup
New York
$231K +$29.7K +916 +15%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$202K +$50.3K +1,551 +33%
AIG
20
American International Group
New York
$148K – – –
US Bancorp
21
US Bancorp
Minnesota
$108K +$108K +3,322 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$92K +$1.72K +53 +2%
GWM
23
Gupta Wealth Management
California
$65K – – –
WA
24
WFG Advisors
Texas
$36K – – –
MAA
25
Managed Account Advisors
New Jersey
$27K +$27K +842 New
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