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First Trust Small Cap Value AlphaDEX Fund

73 hedge funds and large institutions have $380M invested in First Trust Small Cap Value AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more capital invested

Capital invested by funds: $131M → $380M (+$249M)

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 22

3.28% more ownership

Funds ownership: 75.82%79.1% (+3.3%)

1% less funds holding

Funds holding: 7473 (-1)

Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
0.96%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
9
Increased
26
Reduced
22
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Koshinski Asset Management
1
Koshinski Asset Management
Illinois
$252M -$6.91K -122 -3%
SW
2
Simplicity Wealth
New Jersey
$16M +$35.9K +634 +0.2%
BIP
3
Blueprint Investment Partners
North Carolina
$15.9M +$1.85M +32,743 +13%
LPL Financial
4
LPL Financial
California
$12.6M -$449K -7,929 -3%
Wells Fargo
5
Wells Fargo
California
$12.2M -$1.06M -18,792 -8%
Morgan Stanley
6
Morgan Stanley
New York
$10M +$39.1K +690 +0.4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$9.55M +$4.93M +87,078 +101%
KWM
8
Kingsview Wealth Management
Oregon
$5.91M -$555K -9,800 -8%
PAG
9
Private Advisor Group
New Jersey
$4.14M -$199K -3,522 -4%
PWS
10
Proactive Wealth Strategies
Georgia
$4.06M -$246K -4,350 -6%
UBS Group
11
UBS Group
Switzerland
$3.26M +$330K +5,821 +11%
Raymond James Financial
12
Raymond James Financial
Florida
$3.05M +$3.14M +55,521 New
Truist Financial
13
Truist Financial
North Carolina
$2.87M -$57.3K -1,012 -2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$2.86M -$675K -11,918 -19%
TRCT
15
Tower Research Capital (TRC)
New York
$2.32M +$1.44M +25,430 +152%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.21M +$168K +2,961 +8%
KAS
17
Kestra Advisory Services
Texas
$1.83M +$187K +3,303 +11%
US Bancorp
18
US Bancorp
Minnesota
$1.5M +$37.8K +668 +3%
PWP
19
Prasad Wealth Partners
Ohio
$1.23M +$1.26M +22,270 New
AWS
20
Atria Wealth Solutions
New York
$1.16M +$212K +3,747 +22%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$939K +$279K +4,936 +41%
Osaic Holdings
22
Osaic Holdings
Arizona
$925K -$54.7K -967 -5%
BAM
23
Belpointe Asset Management
Nevada
$852K +$35.8K +633 +4%
AAS
24
Avantax Advisory Services
Texas
$805K +$19.2K +339 +2%
FTUS
25
Flow Traders U.S.
New York
$760K +$783K +13,824 New

FYT Hedge Fund Activity: Q4 2024 in Review

73 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2024, worth a combined $380M — up 191% from $131M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYT positions and 6 closed out — a net gain of 3 holders — while 26 added to existing stakes and 22 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $4.93M. The largest seller was Stifel Financial, cutting an estimated $3.32M.

  • 73 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2024, down from 74 in Q3 2024.
  • Funds reported $380M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2024, up 191% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2024 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2024 was Royal Bank of Canada, an estimated $4.93M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2024 was Stifel Financial, an estimated $3.32M sold.

Based on aggregated 13F filings for Q4 2024.