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First Trust Small Cap Value AlphaDEX Fund

33 hedge funds and large institutions have $38.4M invested in First Trust Small Cap Value AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
33
Holders Change
+5
Holders Change %
+17.86%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
AWM
1
AE Wealth Management
Kansas
$6.43M 167,788 +167,788 New
SS
2
Simplicity Solutions
Minnesota
$6.4M 166,966 +166,966 New
Morgan Stanley
3
Morgan Stanley
New York
$5.61M 146,283 -8,629 -6%
LPL Financial
4
LPL Financial
California
$3.93M 102,480 +4,328 +4%
Bank of America
5
Bank of America
North Carolina
$3.66M 95,518 +2,099 +2%
Wells Fargo
6
Wells Fargo
California
$2.63M 68,685 +7,151 +12%
GIA
7
Gladstone Institutional Advisory
Florida
$2.12M 55,235 -19,412 -26%
US Bancorp
8
US Bancorp
Minnesota
$985K 25,664 +968 +4%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$762K 20,026 +20,026 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$705K 18,377 +748 +4%
AG
11
Advisor Group
Arizona
$506K 13,196 -2,458 -16%
UBS Group
12
UBS Group
Switzerland
$481K 12,534 -970 -7%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$450K 11,728 -2,241 -16%
MRCM
14
M&R Capital Management
New Jersey
$372K 9,715
DADC
15
D.A. Davidson & Co
Montana
$368K 9,597 +470 +5%
CPIG
16
Chicago Partners Investment Group
Illinois
$353K 9,282 +54 +0.6%
NWM
17
Northwest Wealth Management
Iowa
$324K 8,454
RJA
18
Raymond James & Associates
Florida
$317K 8,259 +55 +0.7%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$297K 7,758 +490 +7%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$277K 7,237 +7,237 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$265K 6,918 -299 -4%
Citigroup
22
Citigroup
New York
$238K 6,200
SMC
23
Smith, Moore & Co
Missouri
$222K 5,779 +5,779 New
CS
24
Credit Suisse
Switzerland
$221K 5,753 +5,753 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$145K 3,803 -24,309 -86%