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Ladenburg Thalmann Financial Services’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FYT Stock Details FYT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$145K Sell
3,803
-24,309
-86% -$876K ﹤0.01% 2751
2019
Q3 		$974K Buy
28,112
+3,117
+12% +$105K 0.01% 1265
2019
Q2 		$864K Buy
24,995
+5,633
+29% +$197K 0.01% 1327
2019
Q1 		$680K Buy
19,362
+8,046
+71% +$281K 0.01% 1449
2018
Q4 		$350K Buy
11,316
+3,334
+42% +$116K ﹤0.01% 1806
2018
Q3 		$309K Buy
7,982
+3,112
+64% +$122K ﹤0.01% 1971
2018
Q2 		$172K Hold
4,870
– – ﹤0.01% 2346
2018
Q1 		$172K Buy
4,870
+49
+1% +$1.79K ﹤0.01% 2346
2017
Q4 		$177K Sell
4,821
-1,207
-20% -$43.5K ﹤0.01% 2292
2017
Q3 		$214K Buy
6,028
+37
+0.6% +$1.25K ﹤0.01% 2052
2017
Q2 		$204K Sell
5,991
-1,231
-17% -$41.6K ﹤0.01% 2005
2017
Q1 		$247K Sell
7,222
-1,433
-17% -$49.2K ﹤0.01% 1760
2016
Q4 		$292K Buy
8,655
+1
+0% +$32 ﹤0.01% 1574
2016
Q3 		$267K Sell
8,654
-252
-3% -$7.62K ﹤0.01% 1561
2016
Q2 		$252K Sell
8,906
-1,444
-14% -$40.9K ﹤0.01% 1522
2016
Q1 		$295K Buy
10,350
+8,984
+658% +$231K 0.01% 1355
2015
Q4 		$37K Buy
1,366
+1,122
+460% +$31.9K ﹤0.01% 2790
2015
Q3 		$6K Buy
244
+153
+168% +$4.51K ﹤0.01% 3824
2015
Q2 		$3K Hold
91
– – ﹤0.01% 4224
2015
Q1 		$3K Hold
91
– – ﹤0.01% 4156
2014
Q4 		$3K Hold
91
– – ﹤0.01% 3913
2014
Q3 		$3K Hold
91
– – ﹤0.01% 3567
2014
Q2 		$3K Buy
+91
New +$2.9K ﹤0.01% 3531

Other funds holding FYT

AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return
SS
Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GIA
Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return
Koshinski Asset Management
Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FYT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Small Cap Value AlphaDEX Fund (FYT) stake by 86% in Q4 2019, selling an estimated $876K and leaving 3,803 shares worth $145K. The position accounts for ﹤0.01% of the portfolio, ranked #2751.

Ladenburg Thalmann Financial Services first reported a position in FYT in Q2 2014 and has held it in 23 quarters since. The position peaked at $974K in Q3 2019. 33 funds tracked by Wall St. Rank hold FYT as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 3,803 shares of First Trust Small Cap Value AlphaDEX Fund worth $145K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 24,309 First Trust Small Cap Value AlphaDEX Fund shares in Q4 2019, an estimated $876K.
  • First Trust Small Cap Value AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2751 holding.
  • Ladenburg Thalmann Financial Services first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q2 2014 and has held it in 23 quarters since.
  • Ladenburg Thalmann Financial Services's First Trust Small Cap Value AlphaDEX Fund position peaked at $974K in Q3 2019.
  • 33 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.