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First Trust Small Cap Value AlphaDEX Fund

35 hedge funds and large institutions have $36.7M invested in First Trust Small Cap Value AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

6% more funds holding

Funds holding: 3335 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.05% less ownership

Funds ownership: 56.2%55.15% (-1%)

5% less capital invested

Capital invested by funds: $38.7M → $36.7M (-$2.04M)

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
13
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.37M +$1.37M +36,715 +20%
RJA
2
Raymond James & Associates
Florida
$4.97M +$4.34M +116,276 +917%
LPL Financial
3
LPL Financial
California
$3.52M -$1.49M -40,016 -30%
NWM
4
Northwest Wealth Management
Iowa
$3.08M -$1.12M -29,876 -27%
Bank of America
5
Bank of America
North Carolina
$2.82M -$473K -12,662 -15%
Wells Fargo
6
Wells Fargo
California
$2.38M -$3.46M -92,506 -60%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$1.38M +$226K +6,053 +20%
Jane Street
8
Jane Street
New York
$1.23M +$541K +14,479 +83%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.01M +$763K +20,417 +353%
CWM
10
Cornerstone Wealth Management
Missouri
$928K +$1.33M +35,704 New
JIP
11
Jaffetilchin Investment Partners
Florida
$845K +$819K +21,935 New
US Bancorp
12
US Bancorp
Minnesota
$762K +$98.3K +2,630 +15%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$634K -$185K -4,952 -23%
IWA
14
Intercontinental Wealth Advisors
Texas
$495K
AG
15
Advisor Group
Arizona
$476K +$6.46K +173 +1%
SAM
16
Sequent Asset Management
Texas
$430K -$1.54M -41,320 -79%
DADC
17
D.A. Davidson & Co
Montana
$380K -$9.97K -267 -3%
MML Investors Services
18
MML Investors Services
Massachusetts
$309K -$417K -11,149 -58%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$299K -$5.49K -147 -2%
MRCM
20
M&R Capital Management
New Jersey
$299K
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$279K +$5.19K +139 +2%
Stifel Financial
22
Stifel Financial
Missouri
$271K +$12K +321 +5%
OIA
23
Optimum Investment Advisors
Illinois
$254K +$246K +6,583 New
CCA
24
Clearwater Capital Advisors
Illinois
$249K
Citigroup
25
Citigroup
New York
$239K

FYT Hedge Fund Activity: Q2 2018 in Review

35 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2018, worth a combined $36.7M — down 5.3% from $38.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FYT positions and 3 closed out — a net gain of 2 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $4.34M. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $4.47M sold.

  • 35 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2018, up from 33 in Q1 2018.
  • Funds reported $36.7M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2018, down 5.3% quarter-over-quarter.
  • 5 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2018 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2018 was Raymond James & Associates, an estimated $4.34M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2018 was First Allied Advisory Services, an estimated $4.47M sold.

Based on aggregated 13F filings for Q2 2018.