Sequent Asset Management’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Sequent Asset Management’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-5,855	Closed	-$206K	–	57
2019 Q1	$206K	Buy	+5,855	New	+$205K	0.15%	56
2018 Q4	–	Sell	-8,855	Closed	-$343K	–	56
2018 Q3	$343K	Sell	8,855 -2,304	-21%	-$90.5K	0.24%	44
2018 Q2	$430K	Sell	11,159 -41,320	-79%	-$1.54M	0.3%	41
2018 Q1	$1.79M	Sell	52,479 -80	-0.2%	-$2.92K	1.08%	16
2017 Q4	$1.94M	Buy	52,559 +565	+1%	+$20.4K	1.06%	17
2017 Q3	$1.85M	Sell	51,994 -485	-0.9%	-$16.4K	1.08%	16
2017 Q2	$1.78M	Sell	52,479 -4,700	-8%	-$159K	1.09%	16
2017 Q1	$1.95M	Buy	57,179 +35,550	+164%	+$1.22M	1.1%	16
2016 Q4	$753K	Buy	21,629 +5,250	+32%	+$170K	0.46%	36
2016 Q3	$506K	Sell	16,379 -403	-2%	-$12.2K	0.33%	40
2016 Q2	$475K	Hold	16,782	–	–	0.32%	42
2016 Q1	$477K	Hold	16,782	–	–	0.33%	42
2015 Q4	$454K	Sell	16,782 -16,838	-50%	-$479K	0.33%	46
2015 Q3	$920K	Sell	33,620 -750	-2%	-$22.1K	0.7%	35
2015 Q2	$1.12M	Buy	34,370 +800	+2%	+$26.8K	0.78%	31
2015 Q1	$1.12M	Buy	+33,570	New	+$1.09M	0.81%	33

Other funds holding FYT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Sequent Asset Management's FYT Position: Q2 2019 in Review

Sequent Asset Management sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q2 2019, closing a stake of 5,855 shares — an estimated $206K sold.

Sequent Asset Management first reported a position in FYT in Q1 2015 and held it in 16 quarters. The position peaked at $1.95M in Q1 2017. 30 funds tracked by Wall St. Rank hold FYT as of Q2 2019.

Sequent Asset Management reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q2 2019 after selling out during the quarter.
Sequent Asset Management sold 5,855 First Trust Small Cap Value AlphaDEX Fund shares in Q2 2019, an estimated $206K.
Sequent Asset Management first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q1 2015 and held it in 16 quarters.
Sequent Asset Management's First Trust Small Cap Value AlphaDEX Fund position peaked at $1.95M in Q1 2017.
30 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q2 2019.

Based on Sequent Asset Management's 13F filing for Q2 2019, filed 31 Jul 2019.