LPL Financial
FYT icon

LPL Financial’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

LPL Financial’s Portfolio FYT Stock Details FYT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$13.6M Buy
219,604
+1,467
+0.7% +$90.3K ﹤0.01% 1750
2025
Q4 		$12.4M Buy
218,137
+6,976
+3% +$389K ﹤0.01% 1751
2025
Q3 		$11.8M Buy
211,161
+14,953
+8% +$812K ﹤0.01% 1719
2025
Q2 		$9.89M Sell
196,208
-24,521
-11% -$1.18M ﹤0.01% 1721
2025
Q1 		$11M Sell
220,729
-8,018
-4% -$427K ﹤0.01% 1529
2024
Q4 		$12.6M Sell
228,747
-7,929
-3% -$449K 0.01% 1373
2024
Q3 		$13.1M Sell
236,676
-28,979
-11% -$1.58M 0.01% 1279
2024
Q2 		$13.7M Buy
265,655
+4,828
+2% +$252K 0.01% 1165
2024
Q1 		$14.2M Buy
260,827
+12,543
+5% +$658K 0.01% 1111
2023
Q4 		$13.5M Sell
248,284
-7,785
-3% -$376K 0.01% 1068
2023
Q3 		$12M Sell
256,069
-36,079
-12% -$1.75M 0.01% 1054
2023
Q2 		$13.5M Sell
292,148
-48,124
-14% -$2.14M 0.01% 973
2023
Q1 		$15.5M Buy
340,272
+59,708
+21% +$2.88M 0.01% 870
2022
Q4 		$12.6M Buy
280,564
+2,565
+0.9% +$116K 0.01% 901
2022
Q3 		$11.3M Sell
277,999
-14,554
-5% -$674K 0.01% 897
2022
Q2 		$12.9M Sell
292,553
-116,915
-29% -$5.6M 0.01% 840
2022
Q1 		$20.9M Buy
409,468
+37,068
+10% +$1.92M 0.02% 653
2021
Q4 		$19.8M Buy
372,400
+27,182
+8% +$1.42M 0.02% 673
2021
Q3 		$17.2M Sell
345,218
-156,700
-31% -$7.85M 0.02% 687
2021
Q2 		$25.6M Buy
501,918
+178,036
+55% +$9.24M 0.03% 501
2021
Q1 		$16.3M Buy
323,882
+152,017
+88% +$7.19M 0.02% 613
2020
Q4 		$7.14M Buy
171,865
+77,752
+83% +$2.88M 0.01% 914
2020
Q3 		$2.9M Sell
94,113
-6,331
-6% -$200K ﹤0.01% 1253
2020
Q2 		$3.03M Buy
100,444
+20,304
+25% +$558K 0.01% 1134
2020
Q1 		$1.77M Sell
80,140
-22,340
-22% -$713K ﹤0.01% 1265
2019
Q4 		$3.93M Buy
102,480
+4,328
+4% +$156K 0.01% 956
2019
Q3 		$3.4M Sell
98,152
-869
-0.9% -$29.2K 0.01% 965
2019
Q2 		$3.42M Sell
99,021
-1,479
-1% -$51.7K 0.01% 950
2019
Q1 		$3.53M Buy
100,500
+686
+0.7% +$24K 0.01% 907
2018
Q4 		$3.09M Sell
99,814
-1,986
-2% -$69.4K 0.01% 892
2018
Q3 		$3.94M Buy
101,800
+10,319
+11% +$405K 0.01% 843
2018
Q2 		$3.52M Sell
91,481
-40,016
-30% -$1.49M 0.01% 866
2018
Q1 		$4.66M Buy
131,497
+45,270
+53% +$1.65M 0.01% 726
2017
Q4 		$3.18M Sell
86,227
-3,264
-4% -$118K 0.01% 837
2017
Q3 		$3.19M Sell
89,491
-6,703
-7% -$226K 0.01% 777
2017
Q2 		$3.27M Sell
96,194
-1,211
-1% -$40.9K 0.01% 714
2017
Q1 		$3.27M Buy
97,405
+13,966
+17% +$479K 0.02% 593
2016
Q4 		$2.93M Buy
83,439
+6,875
+9% +$223K 0.02% 608
2016
Q3 		$2.35M Sell
76,564
-8,934
-10% -$270K 0.02% 687
2016
Q2 		$2.4M Sell
85,498
-66,208
-44% -$1.88M 0.02% 672
2016
Q1 		$4.14M Buy
151,706
+27,307
+22% +$703K 0.01% 810
2015
Q4 		$3.29M Buy
124,399
+53,367
+75% +$1.52M 0.01% 901
2015
Q3 		$2.03M Buy
71,032
+1,538
+2% +$45.3K 0.01% 832
2015
Q2 		$2.21M Buy
69,494
+23,045
+50% +$772K 0.01% 854
2015
Q1 		$1.56M Buy
46,449
+12,735
+38% +$415K 0.01% 1057
2014
Q4 		$1.11M Sell
33,714
-2,506
-7% -$78.5K 0.01% 1232
2014
Q3 		$1.06M Buy
36,220
+2,487
+7% +$78.9K 0.01% 1229
2014
Q2 		$1.11M Buy
33,733
+11,653
+53% +$372K 0.01% 1245
2014
Q1 		$720K Buy
22,080
+4,839
+28% +$152K ﹤0.01% 1471
2013
Q4 		$551K Buy
+17,241
New +$523K ﹤0.01% 1669

Other funds holding FYT

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PWS
Proactive Wealth Strategies Marietta, Georgia $532M AUM 21.29% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial's FYT Position: Q1 2026 in Review

LPL Financial increased its First Trust Small Cap Value AlphaDEX Fund (FYT) stake by 0.67% in Q1 2026, buying an estimated $90.3K and bringing the position to 219,604 shares worth $13.6M. The position accounts for ﹤0.01% of the portfolio, ranked #1750.

LPL Financial first reported a position in FYT in Q4 2013 and has held it in 50 quarters since. The position peaked at $25.6M in Q2 2021. 66 funds tracked by Wall St. Rank hold FYT as of Q1 2026.

  • LPL Financial held 219,604 shares of First Trust Small Cap Value AlphaDEX Fund worth $13.6M as of Q1 2026.
  • LPL Financial bought 1,467 First Trust Small Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $90.3K.
  • First Trust Small Cap Value AlphaDEX Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #1750 holding.
  • LPL Financial first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q4 2013 and has held it in 50 quarters since.
  • LPL Financial's First Trust Small Cap Value AlphaDEX Fund position peaked at $25.6M in Q2 2021.
  • 66 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.