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First Trust Small Cap Value AlphaDEX Fund

40 hedge funds and large institutions have $39.2M invested in First Trust Small Cap Value AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
0.92%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
17
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.98M 180,173 -37,272 -17%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$4.43M 114,479 +114,479 New
LPL Financial
3
LPL Financial
California
$3.94M 101,800 +10,319 +11%
Bank of America
4
Bank of America
North Carolina
$2.99M 77,252 +3,998 +5%
NWM
5
Northwest Wealth Management
Iowa
$2.69M 69,387 -10,708 -13%
Wells Fargo
6
Wells Fargo
California
$2.61M 67,383 +5,676 +9%
LA
7
LexAurum Advisors
Kansas
$1.83M 47,357 +47,357 New
CWM
8
Cornerstone Wealth Management
Missouri
$1.72M 61,268 +25,564 +72%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.49M 38,408 +12,199 +47%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.35M 34,764 -984 -3%
Jane Street
11
Jane Street
New York
$956K 24,687 -7,322 -23%
JIP
12
Jaffetilchin Investment Partners
Florida
$830K 21,439 -496 -2%
US Bancorp
13
US Bancorp
Minnesota
$772K 19,930 +143 +0.7%
AG
14
Advisor Group
Arizona
$629K 16,251 +3,888 +31%
Citadel Advisors
15
Citadel Advisors
Florida
$623K 16,013 +16,013 New
IWA
16
Intercontinental Wealth Advisors
Texas
$477K 12,310 -550 -4%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$466K 12,049 +4,279 +55%
RJA
18
Raymond James & Associates
Florida
$433K 11,174 -117,780 -91%
DADC
19
D.A. Davidson & Co
Montana
$408K 10,545 +672 +7%
SAM
20
Sequent Asset Management
Texas
$343K 8,855 -2,304 -21%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$320K 8,266 +1,023 +14%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$309K 7,982 +3,112 +64%
OIA
23
Optimum Investment Advisors
Illinois
$303K 7,829 +1,246 +19%
MRCM
24
M&R Capital Management
New Jersey
$301K 7,785
Stifel Financial
25
Stifel Financial
Missouri
$298K 7,732 +742 +11%