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First Trust Small Cap Value AlphaDEX Fund

40 hedge funds and large institutions have $39.2M invested in First Trust Small Cap Value AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

14% more funds holding

Funds holding: 3540 (+5)

7% more capital invested

Capital invested by funds: $36.7M → $39.2M (+$2.53M)

0.55% more ownership

Funds ownership: 55.15%55.7% (+0.55%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
17
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.98M -$1.46M -37,272 -17%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$4.43M +$4.5M +114,479 New
LPL Financial
3
LPL Financial
California
$3.94M +$405K +10,319 +11%
Bank of America
4
Bank of America
North Carolina
$2.99M +$157K +3,998 +5%
NWM
5
Northwest Wealth Management
Iowa
$2.69M -$421K -10,708 -13%
Wells Fargo
6
Wells Fargo
California
$2.61M +$223K +5,676 +9%
LA
7
LexAurum Advisors
Kansas
$1.83M +$1.86M +47,357 New
CWM
8
Cornerstone Wealth Management
Missouri
$1.72M +$1M +25,564 +72%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.49M +$479K +12,199 +47%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.35M -$38.6K -984 -3%
Jane Street
11
Jane Street
New York
$956K -$288K -7,322 -23%
JIP
12
Jaffetilchin Investment Partners
Florida
$830K -$19.5K -496 -2%
US Bancorp
13
US Bancorp
Minnesota
$772K +$5.62K +143 +0.7%
AG
14
Advisor Group
Arizona
$629K +$153K +3,888 +31%
Citadel Advisors
15
Citadel Advisors
Florida
$623K +$629K +16,013 New
IWA
16
Intercontinental Wealth Advisors
Texas
$477K -$21.6K -550 -4%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$466K +$168K +4,279 +55%
RJA
18
Raymond James & Associates
Florida
$433K -$4.63M -117,780 -91%
DADC
19
D.A. Davidson & Co
Montana
$408K +$26.4K +672 +7%
SAM
20
Sequent Asset Management
Texas
$343K -$90.5K -2,304 -21%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$320K +$40.2K +1,023 +14%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$309K +$122K +3,112 +64%
OIA
23
Optimum Investment Advisors
Illinois
$303K +$48.9K +1,246 +19%
MRCM
24
M&R Capital Management
New Jersey
$301K
Stifel Financial
25
Stifel Financial
Missouri
$298K +$29.1K +742 +11%

FYT Hedge Fund Activity: Q3 2018 in Review

40 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q3 2018, worth a combined $39.2M — up 6.9% from $36.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FYT positions and 2 closed out — a net gain of 5 holders — while 17 added to existing stakes and 11 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $4.5M. The largest seller was Raymond James & Associates, cutting an estimated $4.63M.

  • 40 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q3 2018, up from 35 in Q2 2018.
  • Funds reported $39.2M of First Trust Small Cap Value AlphaDEX Fund stock for Q3 2018, up 6.9% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q3 2018 and 2 closed out, a net change of +5 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q3 2018 was Raymond James Financial Services Advisors, an estimated $4.5M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q3 2018 was Raymond James & Associates, an estimated $4.63M sold.

Based on aggregated 13F filings for Q3 2018.