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First Trust Small Cap Value AlphaDEX Fund

68 hedge funds and large institutions have $240M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

61% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 18

26% more capital invested

Capital invested by funds: $190M → $240M (+$49.9M)

11% more funds holding

Funds holding: 6168 (+7)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.34% less ownership

Funds ownership: 75.62%74.29% (-1.3%)

Holders
68
Holders Change
+7
Holders Change %
+11.48%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
29
Reduced
18
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$41.3M +$8.49M +163,668 +25%
Morgan Stanley
2
Morgan Stanley
New York
$27.9M +$14.9M +287,955 +110%
LPL Financial
3
LPL Financial
California
$25.6M +$9.24M +178,036 +55%
Truist Financial
4
Truist Financial
North Carolina
$20.3M -$2.59M -49,967 -11%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$14.8M +$2.5M +48,288 +20%
GVAG
6
Great Valley Advisor Group
Delaware
$10.2M +$347K +6,693 +3%
Stifel Financial
7
Stifel Financial
Missouri
$8.69M +$6.45M +124,350 +269%
OPOWM
8
One Plus One Wealth Management
Florida
$6.88M -$1.1M -21,280 -14%
PAG
9
Private Advisor Group
New Jersey
$6.1M +$1.42M +27,299 +29%
First Trust Advisors
10
First Trust Advisors
Illinois
$6.1M +$1.01M +19,479 +19%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.83M +$36.1K +696 +0.6%
RJA
12
Raymond James & Associates
Florida
$5.37M -$104K -1,997 -2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.89M -$201K -3,883 -4%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$4.39M +$103K +1,990 +2%
SPC
15
Sigma Planning Corp
Michigan
$4.3M -$1.41M -27,180 -24%
SMF
16
Sterling Manor Financial
New York
$4.14M +$580K +11,184 +16%
UBS Group
17
UBS Group
Switzerland
$3.24M -$2.11M -40,596 -39%
HR
18
Hayden Royal
North Carolina
$3.2M +$2.16M +41,699 +197%
Osaic Holdings
19
Osaic Holdings
Arizona
$3.12M +$1.3M +24,976 +69%
PAG
20
Private Advisory Group
Washington
$3.04M -$1.04K -20 -0%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$2.35M +$2.4M +46,240 New
SWP
22
Stratos Wealth Partners
Ohio
$2.33M +$305K +5,888 +15%
HIS
23
Harvest Investment Services
Illinois
$2.27M -$136K -2,626 -6%
KWM
24
Kingsview Wealth Management
Oregon
$2.01M +$489K +9,429 +32%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.64M +$239K +4,613 +17%

FYT Hedge Fund Activity: Q2 2021 in Review

68 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2021, worth a combined $240M — up 26% from $190M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FYT positions and 3 closed out — a net gain of 8 holders — while 29 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $14.9M. The largest seller was Brookstone Capital Management, cutting an estimated $2.9M.

  • 68 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2021, up from 61 in Q1 2021.
  • Funds reported $240M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2021, up 26% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2021 and 3 closed out, a net change of +8 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2021 was Morgan Stanley, an estimated $14.9M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2021 was Brookstone Capital Management, an estimated $2.9M sold.

Based on aggregated 13F filings for Q2 2021.