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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

61 hedge funds and large institutions have $190M invested in First Trust Small Cap Value AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 24 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+20
Holders Change %
+48.78%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
24
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$20.8M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$8.95M
3
LPL Financial
LPL Financial
California
+$7.65M
4
SPC
Sigma Planning Corp
Michigan
+$5.61M
5
First Trust Advisors
First Trust Advisors
Illinois
+$5.05M

Top Sellers

1
FI
FormulaFolio Investments
Michigan
-$1.32M
2
SMF
Sterling Manor Financial
New York
-$957K
3
Citadel Advisors
Citadel Advisors
Florida
-$920K
4
Truist Financial
Truist Financial
North Carolina
-$839K
5
Bank of America
Bank of America
North Carolina
-$679K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$32.6M +$20.8M +413,281 +176%
Truist Financial
2
Truist Financial
North Carolina
$22.6M -$839K -16,670 -4%
LPL Financial
3
LPL Financial
California
$16.3M +$7.65M +152,017 +88%
Morgan Stanley
4
Morgan Stanley
New York
$13.1M +$3.77M +74,948 +40%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$12.2M +$8.95M +177,883 +275%
GVAG
6
Great Valley Advisor Group
Delaware
$9.72M +$361K +7,175 +4%
OPOWM
7
One Plus One Wealth Management
Florida
$7.86M +$7.86M +156,294 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.72M +$3.14M +62,476 +122%
SPC
9
Sigma Planning Corp
Michigan
$5.61M +$5.61M +111,596 New
RJA
10
Raymond James & Associates
Florida
$5.41M +$3.91M +77,692 +261%
UBS Group
11
UBS Group
Switzerland
$5.24M +$2.09M +41,597 +66%
First Trust Advisors
12
First Trust Advisors
Illinois
$5.05M +$5.05M +100,338 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$5.02M +$1.23M +24,473 +32%
PAG
14
Private Advisor Group
New Jersey
$4.66M +$4.66M +92,552 New
BFEC
15
Benjamin F. Edwards & Company
Missouri
$4.24M +$2.6M +51,775 +159%
SMF
16
Sterling Manor Financial
New York
$3.53M -$957K -19,028 -21%
BCM
17
Brookstone Capital Management
Illinois
$3.4M +$1.62M +32,220 +91%
PAG
18
Private Advisory Group
Washington
$3M +$3M +59,684 New
HIS
19
Harvest Investment Services
Illinois
$2.38M +$2.38M +47,321 New
Stifel Financial
20
Stifel Financial
Missouri
$2.33M +$1.3M +25,869 +127%
SWP
21
Stratos Wealth Partners
Ohio
$2.01M +$2.01M +39,859 New
Osaic Holdings
22
Osaic Holdings
Arizona
$1.82M +$1.06M +21,099 +140%
KWM
23
Kingsview Wealth Management
Oregon
$1.51M +$398K +7,827 +36%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.39M +$946K +18,806 +215%
US Bancorp
25
US Bancorp
Minnesota
$1.36M -$41.9K -831 -3%
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