Sigma Planning Corp’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Sigma Planning Corp’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-46,741	Closed	-$1.89M	–	1297
2022 Q3	$1.89M	Buy	46,741 +31,027	+197%	+$1.44M	0.07%	269
2022 Q2	$692K	Buy	15,714 +344	+2%	+$16.5K	0.02%	619
2022 Q1	$785K	Sell	15,370 -46,567	-75%	-$2.41M	0.02%	644
2021 Q4	$3.29M	Buy	61,937 +2,464	+4%	+$129K	0.09%	227
2021 Q3	$2.97M	Sell	59,473 -24,943	-30%	-$1.25M	0.09%	240
2021 Q2	$4.3M	Sell	84,416 -27,180	-24%	-$1.41M	0.13%	178
2021 Q1	$5.61M	Buy	+111,596	New	+$5.28M	0.18%	133
2015 Q3	–	Sell	-11,735	Closed	-$382K	–	708
2015 Q2	$382K	Buy	11,735 +115	+1%	+$3.85K	0.05%	420
2015 Q1	$389K	Buy	+11,620	New	+$379K	0.05%	428

Other funds holding FYT

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BIP

Blueprint Investment Partners Greensboro, North Carolina $980M AUM 27.19% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Sigma Planning Corp's FYT Position: Q4 2022 in Review

Sigma Planning Corp sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q4 2022, closing a stake of 46,741 shares — an estimated $1.89M sold.

Sigma Planning Corp first reported a position in FYT in Q1 2015 and held it in 9 quarters. The position peaked at $5.61M in Q1 2021. 64 funds tracked by Wall St. Rank hold FYT as of Q4 2022.

Sigma Planning Corp reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q4 2022 after selling out during the quarter.
Sigma Planning Corp sold 46,741 First Trust Small Cap Value AlphaDEX Fund shares in Q4 2022, an estimated $1.89M.
Sigma Planning Corp first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q1 2015 and held it in 9 quarters.
Sigma Planning Corp's First Trust Small Cap Value AlphaDEX Fund position peaked at $5.61M in Q1 2021.
64 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q4 2022.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.