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First Trust Small Cap Value AlphaDEX Fund

43 hedge funds and large institutions have $67.1M invested in First Trust Small Cap Value AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

53% more capital invested

Capital invested by funds: $44M → $67.1M (+$23.2M)

28.91% more ownership

Funds ownership: 54.91%83.82% (+29%)

13% more funds holding

Funds holding: 3843 (+5)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
17
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HA
1
Hays Advisory
Tennessee
$13.4M +$13.5M +392,531 New
BTS
2
BB&T Securities
Virginia
$10.2M +$1.74M +50,629 +20%
Morgan Stanley
3
Morgan Stanley
New York
$9.04M +$63.7K +1,855 +0.7%
Wells Fargo
4
Wells Fargo
California
$7.34M +$1.48M +42,977 +25%
Jane Street
5
Jane Street
New York
$5.14M +$4.81M +140,255 +1,342%
Bank of America
6
Bank of America
North Carolina
$3.36M +$504K +14,679 +17%
LPL Financial
7
LPL Financial
California
$3.27M +$479K +13,966 +17%
SAM
8
Sequent Asset Management
Texas
$1.95M +$1.22M +35,550 +164%
Citadel Advisors
9
Citadel Advisors
Florida
$1.22M +$1.23M +35,745 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.22M +$47.6K +1,388 +4%
AG
11
Advisor Group
Arizona
$1.16M +$279K +8,143 +32%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$970K -$152K -4,426 -13%
Stifel Financial
13
Stifel Financial
Missouri
$794K +$376K +10,969 +89%
Ameriprise
14
Ameriprise
Minnesota
$759K +$525K +15,294 +220%
CWM
15
Cornerstone Wealth Management
Missouri
$586K -$8.38K -244 -1%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$571K -$423K -12,315 -42%
SG Americas Securities
17
SG Americas Securities
New York
$506K +$508K +14,812 New
IWA
18
Intercontinental Wealth Advisors
Texas
$450K
DADC
19
D.A. Davidson & Co
Montana
$449K -$8.79K -256 -2%
US Bancorp
20
US Bancorp
Minnesota
$444K +$42.4K +1,235 +10%
VKH
21
Virtu KCG Holdings
New York
$442K +$445K +12,967 New
JIP
22
Jaffetilchin Investment Partners
Florida
$404K -$850K -24,756 -68%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$404K -$523K -15,235 -56%
CS
24
Credit Suisse
Switzerland
$391K +$44.4K +1,295 +13%
UBS Group
25
UBS Group
Switzerland
$381K +$253K +7,362 +193%

FYT Hedge Fund Activity: Q1 2017 in Review

43 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2017, worth a combined $67.1M — up 53% from $44M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYT positions and 3 closed out — a net gain of 6 holders — while 17 added to existing stakes and 11 trimmed.

The largest buyer was Hays Advisory, opening a new position worth an estimated $13.5M. The largest seller was Raymond James & Associates, exiting entirely with an estimated $2.44M sold.

  • 43 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2017, up from 38 in Q4 2016.
  • Funds reported $67.1M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2017, up 53% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2017 and 3 closed out, a net change of +6 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2017 was Hays Advisory, an estimated $13.5M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2017 was Raymond James & Associates, an estimated $2.44M sold.

Based on aggregated 13F filings for Q1 2017.