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First Trust Small Cap Value AlphaDEX Fund

33 hedge funds and large institutions have $27.3M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

10% more funds holding

Funds holding: 3033 (+3)

3% less capital invested

Capital invested by funds: $28M → $27.3M (-$708K)

3.19% less ownership

Funds ownership: 58.38%55.19% (-3.2%)

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
13
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.46M -$255K -8,991 -4%
Wells Fargo
2
Wells Fargo
California
$6.06M +$2.1M +74,017 +53%
VFS
3
VSR Financial Services
Kansas
$3.54M +$86.8K +3,062 +3%
LPL Financial
4
LPL Financial
California
$2.4M -$1.88M -66,208 -44%
Bank of America
5
Bank of America
North Carolina
$1.27M +$333K +11,740 +35%
RJA
6
Raymond James & Associates
Florida
$1.12M +$407K +14,355 +57%
AG
7
Advisor Group
Arizona
$965K +$968K +34,135 New
BFEC
8
Benjamin F. Edwards & Company
Missouri
$829K -$13.4K -471 -2%
SAM
9
Sequent Asset Management
Texas
$475K
DADC
10
D.A. Davidson & Co
Montana
$390K +$7K +247 +2%
Goldman Sachs
11
Goldman Sachs
New York
$375K -$452K -15,956 -55%
IWA
12
Intercontinental Wealth Advisors
Texas
$374K
Stifel Financial
13
Stifel Financial
Missouri
$322K +$25.6K +903 +9%
US Bancorp
14
US Bancorp
Minnesota
$284K +$70K +2,469 +33%
HFS
15
HL Financial Services
Kentucky
$274K +$3.88K +137 +1%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$252K -$40.9K -1,444 -14%
M&T Bank
17
M&T Bank
New York
$218K +$219K +7,712 New
UBS Group
18
UBS Group
Switzerland
$214K -$105K -3,701 -33%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$204K -$44.1K -1,555 -18%
Citigroup
20
Citigroup
New York
$178K -$26K -916 -13%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$172K -$15.4K -544 -8%
SG Americas Securities
22
SG Americas Securities
New York
$170K +$170K +5,985 New
SG
23
Societe Generale
$170K +$170K +5,985 New
MFS
24
MSI Financial Services
Massachusetts
$142K +$120K +4,218 +531%
MRCM
25
M&R Capital Management
New Jersey
$124K +$124K +4,390 New

FYT Hedge Fund Activity: Q2 2016 in Review

33 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q2 2016, worth a combined $27.3M — down 2.5% from $28M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FYT positions and 3 closed out — a net gain of 4 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.1M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.42M sold.

  • 33 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q2 2016, up from 30 in Q1 2016.
  • Funds reported $27.3M of First Trust Small Cap Value AlphaDEX Fund stock for Q2 2016, down 2.5% quarter-over-quarter.
  • 7 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q2 2016 and 3 closed out, a net change of +4 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q2 2016 was Wells Fargo, an estimated $2.1M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q2 2016 was Susquehanna International Group, an estimated $2.42M sold.

Based on aggregated 13F filings for Q2 2016.