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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

33 hedge funds and large institutions have $27.3M invested in First Trust Small Cap Value AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$6.06M
2
RJA
Raymond James & Associates
Florida
$1.12M
3
Bank of America
Bank of America
North Carolina
$1.27M
4
M&T Bank
M&T Bank
New York
$218K
5
SG Americas Securities
SG Americas Securities
New York
$170K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
2
LPL Financial
LPL Financial
California
$2.4M
3
Goldman Sachs
Goldman Sachs
New York
$375K
4
Morgan Stanley
Morgan Stanley
New York
$6.46M
5
LWAC
Laurel Wealth Advisors (California)
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.46M -$255K -8,991 -4%
Wells Fargo
2
Wells Fargo
California
$6.06M +$2.1M +74,017 +53%
VFS
3
VSR Financial Services
Kansas
$3.54M +$86.7K +3,062 +3%
LPL Financial
4
LPL Financial
California
$2.4M -$1.86M -66,208 -44%
Bank of America
5
Bank of America
North Carolina
$1.27M +$332K +11,740 +35%
RJA
6
Raymond James & Associates
Florida
$1.12M +$406K +14,355 +57%
AG
7
Advisor Group
Arizona
$965K +$965K +34,135 New
BFEC
8
Benjamin F. Edwards & Company
Missouri
$829K -$13.3K -471 -2%
SAM
9
Sequent Asset Management
Texas
$475K – – –
DADC
10
D.A. Davidson & Co
Montana
$390K +$6.99K +247 +2%
Goldman Sachs
11
Goldman Sachs
New York
$375K -$452K -15,956 -55%
IWA
12
Intercontinental Wealth Advisors
Texas
$374K – – –
Stifel Financial
13
Stifel Financial
Missouri
$322K +$25.6K +903 +9%
US Bancorp
14
US Bancorp
Minnesota
$284K +$70K +2,469 +33%
HFS
15
HL Financial Services
Kentucky
$274K +$3.89K +137 +1%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$252K -$40.9K -1,444 -14%
M&T Bank
17
M&T Bank
New York
$218K +$218K +7,712 New
UBS Group
18
UBS Group
Switzerland
$214K -$105K -3,701 -33%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$204K -$44.1K -1,555 -18%
Citigroup
20
Citigroup
New York
$178K -$26K -916 -13%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$172K -$15.4K -544 -8%
SG
22
Societe Generale
$170K +$170K +5,985 New
SG Americas Securities
23
SG Americas Securities
New York
$170K +$170K +5,985 New
MFS
24
MSI Financial Services
Massachusetts
$142K +$119K +4,218 +531%
MRCM
25
M&R Capital Management
New Jersey
$124K +$124K +4,390 New
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