We are live on ! Find out more
FYT icon

First Trust Small Cap Value AlphaDEX Fund

32 hedge funds and large institutions have $25.9M invested in First Trust Small Cap Value AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

3% more funds holding

Funds holding: 3132 (+1)

0.93% more ownership

Funds ownership: 50.85%51.78% (+0.93%)

10% less capital invested

Capital invested by funds: $28.6M → $25.9M (-$2.73M)

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.5M -$1.12M -39,501 -11%
Wells Fargo
2
Wells Fargo
California
$3.68M -$138K -4,861 -3%
LPL Financial
3
LPL Financial
California
$3.29M +$1.52M +53,367 +75%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.25M -$1.89M -66,500 -59%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$916K +$61.6K +2,164 +7%
HF
6
HRT Financial
New York
$914K -$71.7K -2,520 -7%
Goldman Sachs
7
Goldman Sachs
New York
$875K
Jane Street
8
Jane Street
New York
$783K +$403K +14,174 +96%
RJA
9
Raymond James & Associates
Florida
$712K +$315K +11,067 +73%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$684K +$515K +18,110 +253%
SAM
11
Sequent Asset Management
Texas
$454K -$479K -16,838 -50%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$437K +$83.7K +2,942 +22%
Bank of America
13
Bank of America
North Carolina
$431K +$9.36K +329 +2%
Stifel Financial
14
Stifel Financial
Missouri
$370K -$48K -1,688 -11%
DADC
15
D.A. Davidson & Co
Montana
$360K +$234K +8,243 +163%
IWA
16
Intercontinental Wealth Advisors
Texas
$357K +$375K +13,190 New
UBS Group
17
UBS Group
Switzerland
$327K +$9.61K +338 +3%
FHC
18
First Heartland Consultants
Missouri
$277K -$36.7K -1,291 -11%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$236K -$37.8K -1,330 -13%
LWAC
20
Laurel Wealth Advisors (California)
California
$206K +$217K +7,615 New
Citigroup
21
Citigroup
New York
$195K
US Bancorp
22
US Bancorp
Minnesota
$160K +$31.4K +1,105 +23%
AIG
23
American International Group
New York
$125K +$1.79K +63 +1%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$89K +$17.7K +621 +23%
WA
25
WFG Advisors
Texas
$64K +$35.4K +1,244 +112%

FYT Hedge Fund Activity: Q4 2015 in Review

32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2015, worth a combined $25.9M — down 9.5% from $28.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FYT positions and 4 closed out — a net gain of 1 holder — while 15 added to existing stakes and 8 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.52M. The largest seller was Susquehanna International Group, cutting an estimated $1.89M.

  • 32 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2015, up from 31 in Q3 2015.
  • Funds reported $25.9M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2015, down 9.5% quarter-over-quarter.
  • 5 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2015 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $1.52M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2015 was Susquehanna International Group, an estimated $1.89M sold.

Based on aggregated 13F filings for Q4 2015.