Cetera Advisors’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Cetera Advisors’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-1,701	Closed	-$61K	–	1052
2019 Q1	$61K	Buy	+1,701	New	+$59.5K	﹤0.01%	950
2015 Q4	–	Sell	-15,235	Closed	-$414K	–	733
2015 Q3	$414K	Sell	15,235 -597	-4%	-$17.6K	0.04%	408
2015 Q2	$514K	Sell	15,832 -200	-1%	-$6.7K	0.04%	384
2015 Q1	$536K	Buy	16,032 +2,439	+18%	+$79.5K	0.05%	372
2014 Q4	$448K	Buy	+13,593	New	+$426K	0.04%	391

Other funds holding FYT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $3.16B AUM 29.04% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Cetera Advisors's FYT Position: Q2 2019 in Review

Cetera Advisors sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q2 2019, closing a stake of 1,701 shares — an estimated $61K sold.

Cetera Advisors first reported a position in FYT in Q4 2014 and held it in 5 quarters. The position peaked at $536K in Q1 2015. 30 funds tracked by Wall St. Rank hold FYT as of Q2 2019.

Cetera Advisors reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q2 2019 after selling out during the quarter.
Cetera Advisors sold 1,701 First Trust Small Cap Value AlphaDEX Fund shares in Q2 2019, an estimated $61K.
Cetera Advisors first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q4 2014 and held it in 5 quarters.
Cetera Advisors's First Trust Small Cap Value AlphaDEX Fund position peaked at $536K in Q1 2015.
30 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q2 2019.

Based on Cetera Advisors's 13F filing for Q2 2019, filed 12 Aug 2019.