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First Trust Small Cap Value AlphaDEX Fund

35 hedge funds and large institutions have $29.3M invested in First Trust Small Cap Value AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

18% more capital invested

Capital invested by funds: $24.9M → $29.3M (+$4.36M)

3% more funds holding

Funds holding: 3435 (+1)

0.13% less ownership

Funds ownership: 48.71%48.58% (-0.13%)

Holders
35
Holders Change
+1
Holders Change %
+2.94%
% of All Funds
0.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
17
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.17M +$79.4K +2,271 +1%
Bank of America
2
Bank of America
North Carolina
$3.88M +$1.14M +32,478 +42%
LPL Financial
3
LPL Financial
California
$3.53M +$24K +686 +0.7%
Wells Fargo
4
Wells Fargo
California
$3.16M +$697K +19,935 +28%
Citadel Advisors
5
Citadel Advisors
Florida
$1.63M +$316K +9,051 +24%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$1.52M -$109K -3,116 -7%
RJA
7
Raymond James & Associates
Florida
$1.23M +$164K +4,702 +16%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$813K -$1.07M -30,728 -57%
US Bancorp
9
US Bancorp
Minnesota
$750K +$72K +2,061 +11%
AG
10
Advisor Group
Arizona
$696K +$50.5K +1,445 +8%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$680K +$281K +8,046 +71%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$593K +$97.9K +2,800 +20%
Stifel Financial
13
Stifel Financial
Missouri
$425K +$82.5K +2,360 +24%
DADC
14
D.A. Davidson & Co
Montana
$360K -$27.2K -777 -7%
MRCM
15
M&R Capital Management
New Jersey
$356K
CPIG
16
Chicago Partners Investment Group
Illinois
$338K +$39.2K +1,122 +14%
NWM
17
Northwest Wealth Management
Iowa
$324K -$477K -13,650 -60%
GIA
18
Gladstone Institutional Advisory
Florida
$297K -$61.8K -1,768 -17%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$272K +$16.4K +470 +6%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$265K -$7.2K -206 -3%
CWM
21
Cornerstone Wealth Management
Missouri
$257K +$27.9K +799 New
IWA
22
Intercontinental Wealth Advisors
Texas
$255K -$177K -5,060 -41%
CFGS
23
Concourse Financial Group Securities
Alabama
$238K +$22.6K +646 +11%
Citigroup
24
Citigroup
New York
$218K
UBS Group
25
UBS Group
Switzerland
$207K +$10.2K +292 +5%

FYT Hedge Fund Activity: Q1 2019 in Review

35 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q1 2019, worth a combined $29.3M — up 18% from $24.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FYT positions and 4 closed out — a net gain of 1 holder — while 17 added to existing stakes and 10 trimmed.

The largest buyer was Bank of America, adding an estimated $1.14M. The largest seller was Royal Bank of Canada, cutting an estimated $1.07M.

  • 35 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q1 2019, up from 34 in Q4 2018.
  • Funds reported $29.3M of First Trust Small Cap Value AlphaDEX Fund stock for Q1 2019, up 18% quarter-over-quarter.
  • 5 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q1 2019 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q1 2019 was Bank of America, an estimated $1.14M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q1 2019 was Royal Bank of Canada, an estimated $1.07M sold.

Based on aggregated 13F filings for Q1 2019.