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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

41 hedge funds and large institutions have $82.3M invested in First Trust Small Cap Value AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 5 closing their positions.

Holders
41
Holders Change
+6
Holders Change %
+17.14%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
17
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
1
Truist Financial
North Carolina
$19.3M
2
Wells Fargo
2
Wells Fargo
California
$9.74M
3
GVAG
3
Great Valley Advisor Group
Delaware
$7.74M
4
LPL Financial
4
LPL Financial
California
$7.15M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.69M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$1.65M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
BAM
3
Belpointe Asset Management
Nevada
$0
4
US Bancorp
4
US Bancorp
Minnesota
$1.16M
5
TRCT
5
Tower Research Capital (TRC)
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Truist Financial
1
Truist Financial
North Carolina
$19.3M 465,128 +217,958 +88%
Wells Fargo
2
Wells Fargo
California
$9.74M 234,211 +191,866 +453%
GVAG
3
Great Valley Advisor Group
Delaware
$7.74M 186,088 +186,088 New
Morgan Stanley
4
Morgan Stanley
New York
$7.72M 185,798 -255 -0.1%
LPL Financial
5
LPL Financial
California
$7.15M 171,865 +77,752 +83%
SMF
6
Sterling Manor Financial
New York
$3.7M 89,084 +89,084 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.13M 75,383 +49,044 +186%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.69M 64,755 +64,755 New
UBS Group
9
UBS Group
Switzerland
$2.6M 62,629 +7,445 +13%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.13M 51,262 +26,179 +104%
Bank of America
11
Bank of America
North Carolina
$1.65M 39,632 -82,642 -68%
BCM
12
Brookstone Capital Management
Illinois
$1.47M 35,304 +35,304 New
Citadel Advisors
13
Citadel Advisors
Florida
$1.45M 34,865 +11,700 +51%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$1.35M 32,468 -587 -2%
FI
15
FormulaFolio Investments
Michigan
$1.32M 31,681 +31,681 New
RJA
16
Raymond James & Associates
Florida
$1.24M 29,784 +13,051 +78%
US Bancorp
17
US Bancorp
Minnesota
$1.16M 27,870 -3,557 -11%
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$1.05M 25,248 +574 +2%
KWM
19
Kingsview Wealth Management
Oregon
$908K 21,846 +11,496 +111%
Stifel Financial
20
Stifel Financial
Missouri
$847K 20,365 +2,660 +15%
Osaic Holdings
21
Osaic Holdings
Arizona
$627K 15,122 +840 +6%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$376K 9,054 +61 +0.7%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$364K 8,746 +8,746 New
MRCM
24
M&R Capital Management
New Jersey
$356K 8,565 – –
CPIG
25
Chicago Partners Investment Group
Illinois
$317K 7,015 +76 +1%
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