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First Trust Small Cap Value AlphaDEX Fund

41 hedge funds and large institutions have $82.3M invested in First Trust Small Cap Value AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 5

150% more capital invested

Capital invested by funds: $32.9M → $82.3M (+$49.3M)

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

17% more funds holding

Funds holding: 3541 (+6)

6.87% more ownership

Funds ownership: 59.08%65.95% (+6.9%)

Holders
41
Holders Change
+6
Holders Change %
+17.14%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
17
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Truist Financial
1
Truist Financial
North Carolina
$19.3M +$8.06M +217,958 +88%
Wells Fargo
2
Wells Fargo
California
$9.74M +$7.1M +191,866 +453%
GVAG
3
Great Valley Advisor Group
Delaware
$7.74M +$6.89M +186,088 New
Morgan Stanley
4
Morgan Stanley
New York
$7.72M -$9.44K -255 -0.1%
LPL Financial
5
LPL Financial
California
$7.14M +$2.88M +77,752 +83%
SMF
6
Sterling Manor Financial
New York
$3.7M +$3.3M +89,084 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.13M +$1.81M +49,044 +186%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.69M +$2.4M +64,755 New
UBS Group
9
UBS Group
Switzerland
$2.6M +$275K +7,445 +13%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.13M +$969K +26,179 +104%
Bank of America
11
Bank of America
North Carolina
$1.65M -$3.06M -82,642 -68%
BCM
12
Brookstone Capital Management
Illinois
$1.47M +$1.31M +35,304 New
Citadel Advisors
13
Citadel Advisors
Florida
$1.45M +$433K +11,700 +51%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$1.35M -$21.7K -587 -2%
FI
15
FormulaFolio Investments
Michigan
$1.32M +$1.17M +31,681 New
RJA
16
Raymond James & Associates
Florida
$1.24M +$483K +13,051 +78%
US Bancorp
17
US Bancorp
Minnesota
$1.16M -$132K -3,557 -11%
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$1.05M +$21.2K +574 +2%
KWM
19
Kingsview Wealth Management
Oregon
$908K +$425K +11,496 +111%
Stifel Financial
20
Stifel Financial
Missouri
$847K +$98.4K +2,660 +15%
Osaic Holdings
21
Osaic Holdings
Arizona
$627K +$31.1K +840 +6%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$376K +$2.26K +61 +0.7%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$364K +$324K +8,746 New
MRCM
24
M&R Capital Management
New Jersey
$356K
CPIG
25
Chicago Partners Investment Group
Illinois
$317K +$2.81K +76 +1%

FYT Hedge Fund Activity: Q4 2020 in Review

41 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Value AlphaDEX Fund (FYT) for Q4 2020, worth a combined $82.3M — up 150% from $32.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FYT positions and 5 closed out — a net gain of 6 holders — while 17 added to existing stakes and 5 trimmed.

The largest buyer was Truist Financial, adding an estimated $8.06M. The largest seller was Bank of America, cutting an estimated $3.06M.

  • 41 institutional investors held First Trust Small Cap Value AlphaDEX Fund (FYT) as of Q4 2020, up from 35 in Q3 2020.
  • Funds reported $82.3M of First Trust Small Cap Value AlphaDEX Fund stock for Q4 2020, up 150% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Value AlphaDEX Fund positions in Q4 2020 and 5 closed out, a net change of +6 holders.
  • The largest First Trust Small Cap Value AlphaDEX Fund buyer in Q4 2020 was Truist Financial, an estimated $8.06M added.
  • The largest First Trust Small Cap Value AlphaDEX Fund seller in Q4 2020 was Bank of America, an estimated $3.06M sold.

Based on aggregated 13F filings for Q4 2020.