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First Trust Small Cap Value AlphaDEX Fund
FYT

Overview Fund Activity

60 hedge funds and large institutions have $120M invested in First Trust Small Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 30 reducing their positions, and 1 closing their positions.

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
14
Reduced
30
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$3.62M
2
AWS
2
Atria Wealth Solutions
New York
$1.2M
3
PB
3
Pinnacle Bancorp
Nebraska
$536K
4
SS
4
Simplicity Solutions
Minnesota
$12.8M
5
BIP
5
Blueprint Investment Partners
North Carolina
$12.1M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$290K
2
LPL Financial
2
LPL Financial
California
$12M
3
Morgan Stanley
3
Morgan Stanley
New York
$9.51M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.09M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$8.11M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$13.3M 283,250 -8,533 -3%
SS
2
Simplicity Solutions
Minnesota
$12.8M 272,563 +3,410 +1%
BIP
3
Blueprint Investment Partners
North Carolina
$12.1M 256,733 +2,304 +0.9%
LPL Financial
4
LPL Financial
California
$12M 256,069 -36,079 -12%
Morgan Stanley
5
Morgan Stanley
New York
$9.51M 202,539 -35,996 -15%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$8.11M 172,719 -21,842 -11%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$8.09M 172,163 -28,812 -14%
Truist Financial
8
Truist Financial
North Carolina
$7.5M 159,733 -13,696 -8%
PAG
9
Private Advisor Group
New Jersey
$4.01M 85,470 -658 -0.8%
UBS Group
10
UBS Group
Switzerland
$3.62M 76,979 +6,308 +9%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.11M 66,220 -399 -0.6%
HI
12
Harbour Investments
Wisconsin
$2.76M 58,686 +2,069 +4%
KWM
13
Kingsview Wealth Management
Oregon
$2.32M 49,354 +910 +2%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.88M 40,026 -5,494 -12%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$1.86M 39,653 -1,108 -3%
RJA
16
Raymond James & Associates
Florida
$1.56M 33,160 -5,161 -13%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.4M 29,750 -1,299 -4%
BAM
18
Belpointe Asset Management
Nevada
$1.23M 26,240 -11,374 -30%
KAS
19
Kestra Advisory Services
Texas
$1.21M 25,818 -221 -0.8%
AWS
20
Atria Wealth Solutions
New York
$1.2M 25,649 +6,230 +32%
US Bancorp
21
US Bancorp
Minnesota
$1.1M 23,371 -19 -0.1%
Stifel Financial
22
Stifel Financial
Missouri
$972K 20,689 +179 +0.9%
TRCT
23
Tower Research Capital (TRC)
New York
$760K 16,176 -7,846 -33%
CFD
24
Creative Financial Designs
Indiana
$695K 14,793 -362 -2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$651K 13,863 -1,040 -7%
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