First Heartland Consultants’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

First Heartland Consultants’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-10,227	Closed	-$277K	–	285
2015 Q4	$277K	Sell	10,227 -1,291	-11%	-$36.7K	0.11%	208
2015 Q3	$315K	Buy	11,518 +3,170	+38%	+$93.4K	0.13%	174
2015 Q2	$271	Buy	+8,348	New	+$280K	0.07%	203
2014 Q4	–	Sell	-15,924	Closed	-$475K	–	258
2014 Q3	$475K	Buy	15,924 +4,357	+38%	+$138K	0.21%	140
2014 Q2	$381K	Buy	11,567 +3,089	+36%	+$98.6K	0.17%	148
2014 Q1	$277K	Buy	+8,478	New	+$267K	0.14%	179

Other funds holding FYT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SAM

Sequent Asset Management Houston, Texas $237M AUM 21.65% 1-Year Est. Return

First Heartland Consultants's FYT Position: Q1 2016 in Review

First Heartland Consultants sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q1 2016, closing a stake of 10,227 shares — an estimated $277K sold.

First Heartland Consultants first reported a position in FYT in Q1 2014 and held it in 6 quarters. The position peaked at $475K in Q3 2014. 30 funds tracked by Wall St. Rank hold FYT as of Q1 2016.

First Heartland Consultants reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
First Heartland Consultants sold 10,227 First Trust Small Cap Value AlphaDEX Fund shares in Q1 2016, an estimated $277K.
First Heartland Consultants first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q1 2014 and held it in 6 quarters.
First Heartland Consultants's First Trust Small Cap Value AlphaDEX Fund position peaked at $475K in Q3 2014.
30 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q1 2016.

Based on First Heartland Consultants's 13F filing for Q1 2016, filed 10 May 2016.