UBS’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

UBS’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$133K	Buy	4,456 +2,651	+147%	+$84.1K	﹤0.01%	5634
2014 Q2	$59K	Buy	+1,805	New	+$57.6K	﹤0.01%	6651

Other funds holding FYT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

IFWM

Institute for Wealth Management Denver, Colorado $1.13B AUM 39.73% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

UBS's FYT Position: Q3 2014 in Review

UBS increased its First Trust Small Cap Value AlphaDEX Fund (FYT) stake by 147% in Q3 2014, buying an estimated $84.1K and bringing the position to 4,456 shares worth $133K. The position accounts for ﹤0.01% of the portfolio, ranked #5634.

UBS first reported a position in FYT in Q2 2014 and has held it in 2 quarters since. 26 funds tracked by Wall St. Rank hold FYT as of Q3 2014.

UBS held 4,456 shares of First Trust Small Cap Value AlphaDEX Fund worth $133K as of Q3 2014.
UBS bought 2,651 First Trust Small Cap Value AlphaDEX Fund shares in Q3 2014, an estimated $84.1K.
First Trust Small Cap Value AlphaDEX Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5634 holding.
UBS first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q2 2014 and has held it in 2 quarters since.
26 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.