Rockefeller Capital Management’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Rockefeller Capital Management’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$50.5K	Buy	817 +3	+0.4%	+$185	﹤0.01%	3269
2025 Q4	$46.2K	Sell	814 -1,681	-67%	-$93.8K	﹤0.01%	3113
2025 Q3	$140K	Buy	+2,495	New	+$136K	﹤0.01%	2400
2023 Q1	–	Sell	-3	Closed	–	–	2707
2022 Q4	$0	Buy	+3	New	+$135	﹤0.01%	3976
2022 Q3	–	Sell	-19	Closed	–	–	4045
2022 Q2	$0	Sell	19 -35,407	-100%	-$1.7M	﹤0.01%	4205
2022 Q1	$1.81M	Buy	+35,426	New	+$1.83M	0.01%	835

Other funds holding FYT

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PWS

Proactive Wealth Strategies Marietta, Georgia $532M AUM 21.29% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Rockefeller Capital Management's FYT Position: Q1 2026 in Review

Rockefeller Capital Management increased its First Trust Small Cap Value AlphaDEX Fund (FYT) stake by 0.37% in Q1 2026, buying an estimated $185 and bringing the position to 817 shares worth $50.5K. The position accounts for ﹤0.01% of the portfolio, ranked #3269.

Rockefeller Capital Management first reported a position in FYT in Q1 2022 and has held it in 6 quarters since. The position peaked at $1.81M in Q1 2022. 66 funds tracked by Wall St. Rank hold FYT as of Q1 2026.

Rockefeller Capital Management held 817 shares of First Trust Small Cap Value AlphaDEX Fund worth $50.5K as of Q1 2026.
Rockefeller Capital Management bought 3 First Trust Small Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $185.
First Trust Small Cap Value AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3269 holding.
Rockefeller Capital Management first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q1 2022 and has held it in 6 quarters since.
Rockefeller Capital Management's First Trust Small Cap Value AlphaDEX Fund position peaked at $1.81M in Q1 2022.
66 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.