Creative Planning’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

Creative Planning’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-2,000	Closed	-$68K	–	2567
2017 Q2	$68K	Hold	2,000	–	–	﹤0.01%	2278
2017 Q1	$68K	Hold	2,000	–	–	﹤0.01%	2242
2016 Q4	$70K	Hold	2,000	–	–	﹤0.01%	2116
2016 Q3	$62K	Buy	2,000 +1,550	+344%	+$46.8K	﹤0.01%	2182
2016 Q2	$13K	Hold	450	–	–	﹤0.01%	3071
2016 Q1	$13K	Hold	450	–	–	﹤0.01%	3044
2015 Q4	$12K	Buy	+450	New	+$12.8K	﹤0.01%	3179

Other funds holding FYT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SAM

Sequent Asset Management Houston, Texas $237M AUM 21.65% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Creative Planning's FYT Position: Q3 2017 in Review

Creative Planning sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q3 2017, closing a stake of 2,000 shares — an estimated $68K sold.

Creative Planning first reported a position in FYT in Q4 2015 and held it in 7 quarters. The position peaked at $70K in Q4 2016. 32 funds tracked by Wall St. Rank hold FYT as of Q3 2017.

Creative Planning reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 2,000 First Trust Small Cap Value AlphaDEX Fund shares in Q3 2017, an estimated $68K.
Creative Planning first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q4 2015 and held it in 7 quarters.
Creative Planning's First Trust Small Cap Value AlphaDEX Fund position peaked at $70K in Q4 2016.
32 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.