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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

93 hedge funds and large institutions have $246M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 26 increasing their positions, 30 reducing their positions, and 9 closing their positions.

Holders
93
Holders Change
+15
Holders Change %
+19.23%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
24
Increased
26
Reduced
30
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
1
Avestar Capital
New York
$7.88M
2
MIAN
2
Mariner Independent Advisor Network
Kansas
$3.22M
3
Citadel Advisors
3
Citadel Advisors
Florida
$2.48M
4
Wells Fargo
4
Wells Fargo
California
$16.4M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.99M

Top Sellers

1
JAWM
1
J. Arnold Wealth Management
Ohio
$4.46M
2
Truist Financial
2
Truist Financial
North Carolina
$6.16M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$7.14M
4
KPWS
4
Kestra Private Wealth Services
Texas
$0
5
HIS
5
Harvest Investment Services
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GWM
76
Geneos Wealth Management
Colorado
$71K 960 -2,914 -75%
SCA
77
Snowden Capital Advisors
New York
$68K 921 +921 New
KFI
78
Key Financial Inc
Pennsylvania
$63K 844 – –
Northwestern Mutual Wealth Management
79
Northwestern Mutual Wealth Management
Wisconsin
$49K 652 +4 +0.6%
TCWM
80
Total Clarity Wealth Management
Illinois
$42K 563 -20 -3%
TFA
81
Transamerica Financial Advisors
Florida
$37K 485 -23 -5%
DWMG
82
DB Wealth Management Group
California
$29K 387 +2 +0.5%
CA
83
Cornerstone Advisory
Maryland
$28K 376 +376 New
JPMorgan Chase & Co
84
JPMorgan Chase & Co
New York
$26K 351 +351 New
AIP
85
Ahrens Investment Partners
Louisiana
$20K 263 +263 New
AIM
86
AHL Investment Management
Florida
$15K 200 +200 New
CHC
87
City Holding Co
West Virginia
$14K 211 – –
Rockefeller Capital Management
88
Rockefeller Capital Management
New York
$14K 197 – –
OIA
89
Optimum Investment Advisors
Illinois
$8K 110 – –
HS
90
Horan Securities
United States
$6K 80 +80 New
S
91
SignatureFD
Georgia
$1K 20 – –
CWS
92
Confluence Wealth Services
Pennsylvania
$1K 25 +25 New
KPWS
93
Kestra Private Wealth Services
Texas
– – -30,798 Closed
HIS
94
Harvest Investment Services
Illinois
– – -22,546 Closed
SWP
95
Stratos Wealth Partners
Ohio
– – -18,502 Closed
GRP
96
Global Retirement Partners
California
– – -8,989 Closed
LS
97
Leelyn Smith
Illinois
– – -2,428 Closed
Citigroup
98
Citigroup
New York
– – -551 Closed
GEA
99
Glen Eagle Advisors
New Jersey
– – -215 Closed
MA
100
MUFG Americas
New York
– – -200 Closed
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4
5