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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

90 hedge funds and large institutions have $298M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 35 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
90
Holders Change
+23
Holders Change %
+34.33%
% of All Funds
1.58%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
27
Increased
35
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$32.3M
2
LPL Financial
2
LPL Financial
California
$36.5M
3
JAWM
3
J. Arnold Wealth Management
Ohio
$15M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$14.1M
5
Truist Financial
5
Truist Financial
North Carolina
$21.3M

Top Sellers

1
KAS
1
Kestra Advisory Services
Texas
$1.21M
2
First Trust Advisors
2
First Trust Advisors
Illinois
$17.7M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.44M
4
Bank of America
4
Bank of America
North Carolina
$8.6M
5
CF
5
Centaurus Financial
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
WS
51
Wedbush Securities
California
$499K 7,162 +7,162 New
MSAM
52
Moloney Securities Asset Management
Missouri
$478K 6,861 +6,861 New
CAN
53
Claraphi Advisory Network
United States
$430K 6,179 +6,179 New
TCWA
54
Ten Capital Wealth Advisors
Washington
$389K 5,591 -2,744 -33%
CA
55
Cetera Advisors
Colorado
$346K 4,962 +1,272 +34%
V
56
Veritable
Delaware
$326K 4,682 – –
IA
57
IFG Advisory
Georgia
$312K 4,490 -197 -4%
APA
58
American Portfolios Advisors
New York
$290K 4,164 +2,187 +111%
GWM
59
Geneos Wealth Management
Colorado
$274K 3,902 +84 +2%
ASN
60
Advisory Services Network
Georgia
$265K 3,798 +216 +6%
IA
61
IFP Advisors
Florida
$243K 3,482 +427 +14%
SG
62
StoneX Group
New York
$237K 3,408 – –
KA
63
Kovack Advisors
Florida
$230K 3,307 +3,307 New
HI
64
Harbour Investments
Wisconsin
$226K 3,239 +3,239 New
SEP
65
Southland Equity Partners
Missouri
$225K 3,236 +3,236 New
WWM
66
Wagner Wealth Management
South Carolina
$195K 2,802 +1,002 +56%
FFA
67
Founders Financial Alliance
North Carolina
$141K 2,065 – –
Rockefeller Capital Management
68
Rockefeller Capital Management
New York
$139K 2,000 +2,000 New
Citigroup
69
Citigroup
New York
$131K 1,878 +457 +32%
SFPG
70
Stonebridge Financial Planning Group
Florida
$104K 1,480 +680 +85%
Carson Wealth (CWM LLC)
71
Carson Wealth (CWM LLC)
Nebraska
$83K 1,134 – –
Fidelity Investments
72
Fidelity Investments
Massachusetts
$81K 1,163 +6 +0.5%
KFI
73
Key Financial Inc
Pennsylvania
$59K 844 – –
TCWM
74
Total Clarity Wealth Management
Illinois
$50K 723 +723 New
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$45K 648 +648 New
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