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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

68 hedge funds and large institutions have $145M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 32 reducing their positions, and 9 closing their positions.

Holders
68
Holders Change
+4
Holders Change %
+6.25%
% of All Funds
1.34%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
14
Reduced
32
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
1
Private Advisory Group
Washington
$2.06M
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.75M
3
JAWM
3
J. Arnold Wealth Management
Ohio
$1.25M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.05M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.83M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$7.79M
2
BCM
2
Breiter Capital Management
Florida
$0
3
IWA
3
IBEX Wealth Advisors
New Jersey
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$18.7M
Name Market Value Shares Shares
Change 		Shares
Change %
NFG
51
Next Financial Group
Texas
$112K 2,409 +997 +71%
CWA
52
Capital Wealth Alliance
Arizona
$92K 1,943 +1,943 New
Carson Wealth (CWM LLC)
53
Carson Wealth (CWM LLC)
Nebraska
$83K 1,134 – –
OIA
54
Optimum Investment Advisors
Illinois
$75K 1,602 -1,043 -39%
TFA
55
Transamerica Financial Advisors
Florida
$75K 1,589 -86 -5%
WAP
56
Wealthcare Advisory Partners
Pennsylvania
$48K 1,030 +50 +5%
Citigroup
57
Citigroup
New York
$37K 787 – –
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$30K 638 +638 New
AWA
59
Arkadios Wealth Advisors
Georgia
$27.3K 562 +562 New
RIA
60
Realta Investment Advisors
Delaware
$18K 380 – –
CFGS
61
Concourse Financial Group Securities
Alabama
$16K 348 +100 +40%
US Bancorp
62
US Bancorp
Minnesota
$14K 298 – –
APWM
63
Atlas Private Wealth Management
New York
$14K 300 +300 New
CHC
64
City Holding Co
West Virginia
$10K 211 – –
LWM
65
Liberty Wealth Management
California
$6K 145 – –
LWANC
66
Laurel Wealth Advisors (North Carolina)
North Carolina
$4K 93 +93 New
SFS
67
Sowell Financial Services
Arkansas
$1K 18 -864 -98%
BCM
68
Breiter Capital Management
Florida
– – -68,351 Closed
IWA
69
IBEX Wealth Advisors
New Jersey
– – -50,848 Closed
Susquehanna International Group
70
Susquehanna International Group
Pennsylvania
– – -49,959 Closed
Jane Street
71
Jane Street
New York
– – -23,051 Closed
HAS
72
HBW Advisory Services
California
– – -10,251 Closed
Envestnet Asset Management
73
Envestnet Asset Management
Illinois
– – -8,923 Closed
JIP
74
Jaffetilchin Investment Partners
Florida
– – -6,897 Closed
AIC
75
Ameritas Investment Company
Nebraska
– – -2,768 Closed
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