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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

57 hedge funds and large institutions have $96.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 19 reducing their positions, and 9 closing their positions.

Holders
57
Holders Change
–
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
9
Increased
18
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
1
Truist Financial
North Carolina
$9.12M
2
KAS
2
Kestra Advisory Services
Texas
$1.8M
3
Wells Fargo
3
Wells Fargo
California
$6.27M
4
Stifel Financial
4
Stifel Financial
Missouri
$1.95M
5
First Trust Advisors
5
First Trust Advisors
Illinois
$2.14M

Top Sellers

1
SL
1
Savior LLC
Massachusetts
$0
2
FAIM
2
Financial Advocates Investment Management
Washington
$0
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
TFA
4
Transamerica Financial Advisors
Florida
$2K
5
SPC
5
Sigma Planning Corp
Michigan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CCA
26
Clearwater Capital Advisors
Illinois
$655K 13,856 – –
TRCT
27
Tower Research Capital (TRC)
New York
$641K 13,569 +13,569 New
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$596K 12,601 +2,948 +31%
CWM
29
Cornerstone Wealth Management
Missouri
$483K 10,225 +579 +6%
PAG
30
Private Advisor Group
New Jersey
$476K 10,072 +701 +7%
TCWA
31
Ten Capital Wealth Advisors
Washington
$474K 10,037 +10,037 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$412K 8,726 -4,370 -33%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$408K 8,626 +8,626 New
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$360K 7,615 – –
KWM
35
Kingsview Wealth Management
Oregon
$360K 7,607 +2,767 +57%
NFG
36
Next Financial Group
Texas
$315K 6,670 +6,670 New
IA
37
IFG Advisory
Georgia
$239K 5,063 +175 +4%
V
38
Veritable
Delaware
$221K 4,682 +4,682 New
GWM
39
Geneos Wealth Management
Colorado
$166K 3,645 -37 -1%
IA
40
IFP Advisors
Florida
$143K 3,055 +72 +2%
JAWM
41
J. Arnold Wealth Management
Ohio
$113K 2,388 -508 -18%
FFA
42
Founders Financial Alliance
North Carolina
$106K 2,065 +2,065 New
APA
43
American Portfolios Advisors
New York
$101K 2,128 – –
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$83K 1,134 – –
Citigroup
45
Citigroup
New York
$63K 1,342 +254 +23%
SFPG
46
Stonebridge Financial Planning Group
Florida
$54K 1,050 -792 -43%
GRP
47
Global Retirement Partners
California
$17K 355 +355 New
APWM
48
Atlas Private Wealth Management
New York
$14K 300 – –
CHC
49
City Holding Co
West Virginia
$10K 211 – –
MA
50
MUFG Americas
New York
$9K 200 – –
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2
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