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FUND

Sprott Focus Trust
FUND

37 hedge funds and large institutions have $33.5M invested in Sprott Focus Trust in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20.11% more ownership

Funds ownership: 0% → 20.11% (+20%)

0% more funds holding

Funds holding: 37 → 37 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

1% less capital invested

Capital invested by funds: $33.8M → $33.5M (-$292K)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
37
Holders Change
–
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
COLIM
City of London Investment Management
United Kingdom
+$1.72M
2
Morgan Stanley
Morgan Stanley
New York
+$541K
3
SRC
Shufro Rose & Co
New York
+$482K
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$363K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$155K

Top Sellers

Rank Fund Capital Flow
1
MC
Matisse Capital
Oregon
-$1.93M
2
RCM
Rivernorth Capital Management
Florida
-$422K
3
Stifel Financial
Stifel Financial
Missouri
-$357K
4
Citigroup
Citigroup
New York
-$298K
5
SFS
Shaker Financial Services
Virginia
-$173K
Name Holding Trade Value Shares
Change 		Change in
Stake
Geode Capital Management
26
Geode Capital Management
Massachusetts
$116K -$91.3K -13,364 -44%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$116K – – –
HFS
28
HL Financial Services
Kentucky
$116K +$540 +79 +0.5%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$100K +$75 +11 +0.1%
LPL Financial
30
LPL Financial
California
$88K -$33.2K -4,868 -28%
Ameriprise
31
Ameriprise
Minnesota
$86K +$1.13K +166 +1%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$20K +$34 +5 +0.2%
MFS
33
MSI Financial Services
Massachusetts
$15K – – –
Creative Planning
34
Creative Planning
Kansas
$13K +$13K +1,908 New
WT
35
Whittier Trust
California
$7K – – –
HNB
36
Huntington National Bank
Ohio
$6K – – –
MC
37
Matisse Capital
Oregon
– -$1.93M -279,212 Closed
Citigroup
38
Citigroup
New York
– -$298K -43,190 Closed
DA
39
Doliver Advisors
Texas
– -$95K -13,808 Closed
JFA
40
JNBA Financial Advisors
Minnesota
– -$41K -5,877 Closed
S
41
SignatureFD
Georgia
– -$41K -5,877 Closed
JP Morgan Chase
42
JP Morgan Chase
New York
– +$48 +7 New
1
2

FUND Hedge Fund Activity: Q4 2016 in Review

37 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2016, worth a combined $33.5M — down 0.86% from $33.8M a quarter earlier.

Fund positioning in FUND was balanced in Q4 2016: 5 funds opened new positions, 5 closed out, 13 added to existing stakes and 14 trimmed.

The largest buyer was City of London Investment Management, adding an estimated $1.72M. The largest seller was Matisse Capital, exiting entirely with an estimated $1.93M sold.

  • 37 institutional investors held Sprott Focus Trust (FUND) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $33.5M of Sprott Focus Trust stock for Q4 2016, down 0.86% quarter-over-quarter.
  • 5 funds opened new Sprott Focus Trust positions in Q4 2016 and 5 closed out, a net change of 0 holders.
  • The largest Sprott Focus Trust buyer in Q4 2016 was City of London Investment Management, an estimated $1.72M added.
  • The largest Sprott Focus Trust seller in Q4 2016 was Matisse Capital, an estimated $1.93M sold.

Based on aggregated 13F filings for Q4 2016.