Ameriprise’s Sprott Focus Trust FUND Stock Holding History

Ameriprise’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,456	Closed	-$86K	–	3631
2016 Q4	$86K	Buy	12,456 +166	+1%	+$1.13K	﹤0.01%	3779
2016 Q3	$85K	Buy	12,290 +122	+1%	+$835	﹤0.01%	3673
2016 Q2	$78K	Sell	12,168 -58	-0.5%	-$363	﹤0.01%	3650
2016 Q1	$74K	Buy	12,226 +1,853	+18%	+$10.2K	﹤0.01%	3646
2015 Q4	$60K	Buy	+10,373	New	+$63K	﹤0.01%	3782
2013 Q4	–	Sell	-1,572	Closed	-$11K	–	5239
2013 Q3	$11K	Hold	1,572	–	–	﹤0.01%	4841
2013 Q2	$11K	Buy	+1,572	New	+$10.8K	﹤0.01%	4708

Other funds holding FUND

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Brinker Capital Berwyn, Pennsylvania $3.13B AUM 9.04% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise's FUND Position: Q1 2017 in Review

Ameriprise sold out of Sprott Focus Trust (FUND) in Q1 2017, closing a stake of 12,456 shares — an estimated $86K sold.

Ameriprise first reported a position in FUND in Q2 2013 and held it in 7 quarters. The position peaked at $86K in Q4 2016. 35 funds tracked by Wall St. Rank hold FUND as of Q1 2017.

Ameriprise reported no remaining Sprott Focus Trust position as of Q1 2017 after selling out during the quarter.
Ameriprise sold 12,456 Sprott Focus Trust shares in Q1 2017, an estimated $86K.
Ameriprise first reported a position in Sprott Focus Trust in Q2 2013 and held it in 7 quarters.
Ameriprise's Sprott Focus Trust position peaked at $86K in Q4 2016.
35 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q1 2017.

Based on Ameriprise's 13F filing for Q1 2017, filed 5 May 2017.