FUND

Sprott Focus Trust
FUND

Overview Fund Activity

38 hedge funds and large institutions have $31.4M invested in Sprott Focus Trust in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-7
Holders Change %
-15.56%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
15
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
$4.46M
2
COLIM
City of London Investment Management
United Kingdom
$4.52M
3
RCM
Rivernorth Capital Management
Florida
$7.8M
4
1CP
1607 Capital Partners
Virginia
$2.75M
5
Bank of America
Bank of America
North Carolina
$1.66M

Top Sellers

1
SFS
Shaker Financial Services
Virginia
$0
2
WAM
Wolverine Asset Management
Illinois
$0
3
LCM
Landscape Capital Management
New Jersey
$294K
4
MC
Matisse Capital
Oregon
$2.01M
5
SRC
Shufro Rose & Co
New York
$442K
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
26
HighTower Advisors
Illinois
$115K +$1.6K +250 +1%
CCP
27
Cardan Capital Partners
Colorado
$114K +$22.1K +3,457 +24%
LPL Financial
28
LPL Financial
California
$110K -$105K -16,167 -49%
UBS Group
29
UBS Group
Switzerland
$107K +$9.42K +1,462 +10%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$106K – – –
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$106K +$106K +16,368 New
TC
32
TFS Capital
Pennsylvania
$87K -$43.6K -6,764 -33%
APCM
33
Arbiter Partners Capital Management
New York
$79K – – –
Ameriprise
34
Ameriprise
Minnesota
$78K -$372 -58 -0.5%
S
35
SignatureFD
Georgia
$37K +$510 +80 +1%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$18K -$26.6K -4,218 -60%
MFS
37
MSI Financial Services
Massachusetts
$14K -$1.73K -270 -11%
WT
38
Whittier Trust
California
$7K – – –
HNB
39
Huntington National Bank
Ohio
$6K +$163 +24 +3%
MPWT
40
MassMutual Private Wealth & Trust
Connecticut
$1.36K +$1.36K +211 New
SFS
41
Shaker Financial Services
Virginia
– -$2.74M -450,259 Closed
WAM
42
Wolverine Asset Management
Illinois
– -$1.11M -182,917 Closed
GFM
43
Gramercy Funds Management
Connecticut
– -$136K -22,400 Closed
SG Americas Securities
44
SG Americas Securities
New York
– -$126K -20,689 Closed
MM
45
Midas Management
New York
– -$122K -20,100 Closed
UCFA
46
United Capital Financial Advisors
Texas
– -$75K -12,392 Closed
Citigroup
47
Citigroup
New York
– -$22K -3,533 Closed
GWM
48
Geneos Wealth Management
Colorado
– -$21K -3,450 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$1K -94 Closed
1
2