FUND

Sprott Focus Trust
FUND

Overview Fund Activity

45 hedge funds and large institutions have $28.1M invested in Sprott Focus Trust in 2016 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$2.76M
2
RCM
2
Rivernorth Capital Management
Florida
$6.01M
3
BC
3
Brinker Capital
Pennsylvania
$755K
4
LCM
4
Landscape Capital Management
New Jersey
$1.03M
5
MC
5
Matisse Capital
Oregon
$2.51M

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$466
2
Morgan Stanley
2
Morgan Stanley
New York
$574K
3
Stifel Financial
3
Stifel Financial
Missouri
$0
4
SFS
4
Shaker Financial Services
Virginia
$2.74M
5
SRC
5
Shufro Rose & Co
New York
$428K
Name Holding Trade Value Shares
Change 		Shares
Change %
PVWM
26
Point View Wealth Management
New Jersey
$132K -$3.8K -624 -3%
SG Americas Securities
27
SG Americas Securities
New York
$126K -$49.9K -8,200 -28%
TC
28
TFS Capital
Pennsylvania
$123K +$123K +20,248 New
MM
29
Midas Management
New York
$122K -$5.46K -900 -4%
RJA
30
Raymond James & Associates
Florida
$122K +$122K +20,110 New
HighTower Advisors
31
HighTower Advisors
Illinois
$108K +$1.75K +288 +2%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$101K -$10.6K -1,738 -9%
UBS Group
33
UBS Group
Switzerland
$92K -$78.7K -12,949 -46%
CCP
34
Cardan Capital Partners
Colorado
$87K +$87K +14,352 New
APCM
35
Arbiter Partners Capital Management
New York
$75K – – –
UCFA
36
United Capital Financial Advisors
Texas
$75K +$75K +12,392 New
Ameriprise
37
Ameriprise
Minnesota
$74K +$11.2K +1,853 +18%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$43K +$419 +69 +1%
S
39
SignatureFD
Georgia
$35K +$563 +92 +2%
Citigroup
40
Citigroup
New York
$22K +$22K +3,533 New
GWM
41
Geneos Wealth Management
Colorado
$21K +$21K +3,450 New
CK
42
Carnick & Kubik
Colorado
$21K +$21K +3,484 New
MFS
43
MSI Financial Services
Massachusetts
$15K -$9.44K -1,543 -39%
HNB
44
Huntington National Bank
Ohio
$6K -$84 -12 -1%
WT
45
Whittier Trust
California
$6K – – –
TRCT
46
Tower Research Capital (TRC)
New York
$1K -$2.9K -273 -74%
Geode Capital Management
47
Geode Capital Management
Massachusetts
$466 -$1.11M – –
Stifel Financial
48
Stifel Financial
Missouri
– -$728K -125,568 Closed
CRC
49
Curi RMB Capital
Illinois
– -$284K -48,963 Closed
AA
50
Ancora Advisors
Ohio
– -$273K -47,000 Closed
1
2
3