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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

103 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 39 reducing their positions, and 6 closing their positions.

Holders
103
Holders Change
+3
Holders Change %
+3%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
11
Increased
25
Reduced
39
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$10.2M
2
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$5.08M
3
SFS
3
Shaker Financial Services
Virginia
$6.73M
4
PAS
4
Park Avenue Securities
New York
$1.23M
5
LPL Financial
5
LPL Financial
California
$2.82M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$15.8M
2
Wells Fargo
2
Wells Fargo
California
$8.11M
3
Morgan Stanley
3
Morgan Stanley
New York
$26.3M
4
UBS Group
4
UBS Group
Switzerland
$6.38M
5
AA
5
AQR Arbitrage
Connecticut
$4.98M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$26.3M 1,832,235 -58,331 -3%
Bank of America
2
Bank of America
North Carolina
$15.8M 1,098,923 -170,488 -13%
Raymond James Financial
3
Raymond James Financial
Florida
$10.5M 732,417 -18,936 -3%
SCM
4
Saba Capital Management
New York
$10.2M 712,188 +421,086 +145%
GC
5
Guggenheim Capital
Illinois
$8.54M 595,485 +20,847 +4%
Invesco
6
Invesco
Georgia
$8.39M 585,307 -10,801 -2%
Wells Fargo
7
Wells Fargo
California
$8.11M 565,737 -143,420 -20%
CA
8
Cornerstone Advisors
North Carolina
$6.77M 472,330 +7,633 +2%
SFS
9
Shaker Financial Services
Virginia
$6.73M 459,536 +189,389 +70%
UBS Group
10
UBS Group
Switzerland
$6.38M 445,173 -51,191 -10%
CIA
11
Capital Investment Advisors
Georgia
$5.59M 390,082 -14,645 -4%
Allspring Global Investments
12
Allspring Global Investments
North Carolina
$5.08M 353,986 +341,587 +2,755%
AA
13
AQR Arbitrage
Connecticut
$4.98M 350,287 -48,562 -12%
WAM
14
Wolverine Asset Management
Illinois
$3.58M 249,718 +26,345 +12%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$3.5M 244,209 -41,327 -14%
LPL Financial
16
LPL Financial
California
$2.82M 196,371 +56,814 +41%
AAM
17
Advisors Asset Management
Colorado
$2.31M 161,386 -1,213 -0.7%
1CP
18
1607 Capital Partners
Virginia
$2.29M 159,611 -18,695 -10%
MML Investors Services
19
MML Investors Services
Massachusetts
$1.67M 116,475 -6,880 -6%
Ameriprise
20
Ameriprise
Minnesota
$1.44M 100,592 +13,573 +16%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.42M 99,210 -18,166 -15%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.27M 88,666 -2,926 -3%
PAS
23
Park Avenue Securities
New York
$1.23M 85,442 +85,442 New
Osaic Holdings
24
Osaic Holdings
Arizona
$1.17M 78,208 +1,091 +1%
NS
25
NBC Securities
Alabama
$1.12M 78,244 +5,670 +8%
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