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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

75 hedge funds and large institutions have $119M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 12 closing their positions.

Holders
75
Holders Change
-4
Holders Change %
-5.06%
% of All Funds
1.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
25
Reduced
17
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.04M
2
WAM
2
Wolverine Asset Management
Illinois
$841K
3
Millennium Management
3
Millennium Management
New York
$618K
4
Morgan Stanley
4
Morgan Stanley
New York
$12.9M
5
UBS Group
5
UBS Group
Switzerland
$17.9M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$0
2
AAM
2
Advisors Asset Management
Colorado
$8.14M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$0
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.31M
5
NA
5
NewEdge Advisors
Louisiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$17.9M 1,015,953 +24,117 +2%
Morgan Stanley
2
Morgan Stanley
New York
$12.9M 732,584 +28,957 +4%
Wells Fargo
3
Wells Fargo
California
$11.5M 655,084 -1,530 -0.2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$8.54M 484,696 +2,205 +0.5%
AAM
5
Advisors Asset Management
Colorado
$8.14M 462,117 -42,132 -8%
Invesco
6
Invesco
Georgia
$7.51M 426,529 -14,252 -3%
OA
7
Oxbow Advisors
Texas
$6.43M 364,950 +9,050 +3%
Bank of America
8
Bank of America
North Carolina
$6.28M 356,333 -6,154 -2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.37M 304,756 +19,584 +7%
SFS
10
Shaker Financial Services
Virginia
$4.04M 229,212 +218,959 +2,136%
RJA
11
Raymond James & Associates
Florida
$3.6M 204,119 -8,751 -4%
LPL Financial
12
LPL Financial
California
$2.15M 122,321 +22,014 +22%
PAG
13
Private Advisor Group
New Jersey
$2.13M 120,801 +20,780 +21%
SCM
14
Schnieders Capital Management
California
$1.46M 83,146 +5,390 +7%
ACP
15
Aviance Capital Partners
Florida
$1.46M 82,769 -2,034 -2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.43M 81,362 +141 +0.2%
SDAM
17
Shulman DeMeo Asset Management
New York
$1.43M 81,199 -534 -0.7%
Ameriprise
18
Ameriprise
Minnesota
$1.32M 74,934 +22,363 +43%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.31M 74,596 -26,767 -26%
DADC
20
D.A. Davidson & Co
Montana
$1.27M 71,888 +271 +0.4%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$865K 49,130 +435 +0.9%
WAM
22
Wolverine Asset Management
Illinois
$841K 47,811 +47,811 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$830K 47,152 +3,119 +7%
9WM
24
9258 Wealth Management
Ohio
$824K 46,812 -1,942 -4%
IFWM
25
Institute for Wealth Management
Colorado
$762K 43,292 – –
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