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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

85 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 27 increasing their positions, 35 reducing their positions, and 7 closing their positions.

Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
27
Reduced
35
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$24.3M
2
SCM
2
Saba Capital Management
New York
$4.33M
3
CA
3
Cornerstone Advisors
North Carolina
$12.1M
4
RL
4
RPO LLC
Connecticut
$464K
5
Bank of America
5
Bank of America
North Carolina
$17.2M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$10.7M
2
1CP
2
1607 Capital Partners
Virginia
$6.1M
3
AAM
3
Advisors Asset Management
Colorado
$3.57M
4
UBS Group
4
UBS Group
Switzerland
$11.4M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$24.3M 1,634,430 +234,062 +17%
Bank of America
2
Bank of America
North Carolina
$17.2M 1,155,788 +30,858 +3%
CA
3
Cornerstone Advisors
North Carolina
$12.1M 811,526 +112,100 +16%
UBS Group
4
UBS Group
Switzerland
$11.4M 768,713 -25,793 -3%
Wells Fargo
5
Wells Fargo
California
$10.7M 720,551 -199,608 -22%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$9.79M 659,188 -5,394 -0.8%
GC
7
Guggenheim Capital
Illinois
$8.95M 602,959 +1,742 +0.3%
Invesco
8
Invesco
Georgia
$8.86M 596,691 +19,525 +3%
AA
9
AQR Arbitrage
Connecticut
$7.13M 482,669 +17,909 +4%
1CP
10
1607 Capital Partners
Virginia
$6.1M 410,462 -131,791 -24%
WAM
11
Wolverine Asset Management
Illinois
$4.39M 295,503 -1,804 -0.6%
SCM
12
Saba Capital Management
New York
$4.33M 291,702 +193,186 +196%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$3.98M 268,086 +14,855 +6%
AAM
14
Advisors Asset Management
Colorado
$3.57M 240,718 -84,467 -26%
SFS
15
Shaker Financial Services
Virginia
$3.21M 212,033 -6,356 -3%
LPL Financial
16
LPL Financial
California
$1.87M 126,013 -11,397 -8%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.83M 122,975 -8,897 -7%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M 120,344 +10,534 +10%
LCM
19
Landscape Capital Management
New Jersey
$1.6M 107,441 +5,359 +5%
ICM
20
Ionic Capital Management
New York
$1.55M 104,333 -17,228 -14%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.33M 89,275 -893 -1%
RJA
22
Raymond James & Associates
Florida
$1.32M 88,866 -2,090 -2%
PAG
23
Private Advisor Group
New Jersey
$1.32M 88,817 -9,367 -10%
PAS
24
Park Avenue Securities
New York
$1.3M 87,284 -2,534 -3%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.13M 76,396 +1,360 +2%
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