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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

62 hedge funds and large institutions have $120M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 3 closing their positions.

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.55%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
25
Reduced
18
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSA
1
Financial Sense Advisors
California
$1.3M
2
Wells Fargo
2
Wells Fargo
California
$8.29M
3
SFS
3
Shaker Financial Services
Virginia
$1.21M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.71M
5
AAM
5
Advisors Asset Management
Colorado
$6.8M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$4.95M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$3.19M
3
Citigroup
3
Citigroup
New York
$54K
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$5K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$3.17M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$14.5M 926,881 – –
UBS Group
2
UBS Group
Switzerland
$12.3M 787,380 +45,533 +6%
Wells Fargo
3
Wells Fargo
California
$8.29M 529,585 +77,542 +17%
Invesco
4
Invesco
Georgia
$8.13M 519,544 +11,390 +2%
AAM
5
Advisors Asset Management
Colorado
$6.8M 434,695 +61,603 +17%
KIM
6
Karpus Investment Management
New York
$4.95M 316,150 -222,487 -41%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$4.71M 300,627 +63,807 +27%
Bank of America
8
Bank of America
North Carolina
$4.28M 273,238 +1,745 +0.6%
LPL Financial
9
LPL Financial
California
$4.19M 268,812 +18,113 +7%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$3.93M 250,990 +1,204 +0.5%
Morgan Stanley
11
Morgan Stanley
New York
$3.87M 247,064 +39,097 +19%
GC
12
Guggenheim Capital
Illinois
$3.85M 245,832 +11,473 +5%
OA
13
Oxbow Advisors
Texas
$3.32M 212,125 +34,275 +19%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$3.19M 203,546 -200,000 -50%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$3.17M 202,401 -22,166 -10%
RJA
16
Raymond James & Associates
Florida
$2.91M 185,719 -3,426 -2%
Ameriprise
17
Ameriprise
Minnesota
$2.53M 161,708 +40,892 +34%
1CP
18
1607 Capital Partners
Virginia
$2.48M 158,408 +17,390 +12%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.3M 146,946 +4,602 +3%
CIA
20
Capital Investment Advisors
Georgia
$2.04M 130,475 +22,125 +20%
PAG
21
Private Advisor Group
New Jersey
$1.66M 105,193 -1,594 -1%
ACP
22
Aviance Capital Partners
Florida
$1.61M 102,563 -5,006 -5%
Cohen & Steers
23
Cohen & Steers
New York
$1.57M 100,040 -5,405 -5%
FAM
24
Formidable Asset Management
Ohio
$1.46M 90,819 -10,456 -10%
FSA
25
Financial Sense Advisors
California
$1.3M 83,171 +83,171 New
1
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