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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

100 hedge funds and large institutions have $163M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 31 reducing their positions, and 6 closing their positions.

Holders
100
Holders Change
+10
Holders Change %
+11.11%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
28
Reduced
31
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4M
2
NS
2
NBC Securities
Alabama
$1.05M
3
WAM
3
Wolverine Asset Management
Illinois
$3.24M
4
RAM
4
Readystate Asset Management
Illinois
$893K
5
Bank of America
5
Bank of America
North Carolina
$18.4M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$7.19M
2
IAA
2
Independent Advisor Alliance
North Carolina
$0
3
CA
3
Cornerstone Advisors
North Carolina
$6.73M
4
1CP
4
1607 Capital Partners
Virginia
$2.58M
5
PAS
5
Park Avenue Securities
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$27.4M 1,890,566 +7,197 +0.4%
Bank of America
2
Bank of America
North Carolina
$18.4M 1,269,411 +40,199 +3%
Raymond James Financial
3
Raymond James Financial
Florida
$10.9M 751,353 +6,110 +0.8%
Wells Fargo
4
Wells Fargo
California
$10.3M 709,157 -46,205 -6%
Invesco
5
Invesco
Georgia
$8.64M 596,108 +16,687 +3%
GC
6
Guggenheim Capital
Illinois
$8.33M 574,638 -59,125 -9%
UBS Group
7
UBS Group
Switzerland
$7.19M 496,364 -240,321 -33%
CA
8
Cornerstone Advisors
North Carolina
$6.73M 464,697 -127,403 -22%
CIA
9
Capital Investment Advisors
Georgia
$5.86M 404,727 +21,988 +6%
AA
10
AQR Arbitrage
Connecticut
$5.64M 398,849 -36,101 -8%
SCM
11
Saba Capital Management
New York
$4.22M 291,102 – –
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.14M 285,536 +6,302 +2%
SFS
13
Shaker Financial Services
Virginia
$4M 270,147 +173,618 +180%
WAM
14
Wolverine Asset Management
Illinois
$3.24M 223,373 +68,048 +44%
1CP
15
1607 Capital Partners
Virginia
$2.58M 178,306 -111,465 -38%
AAM
16
Advisors Asset Management
Colorado
$2.36M 162,599 -68,369 -30%
LPL Financial
17
LPL Financial
California
$2.02M 139,557 +13,998 +11%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M 123,355 +4,483 +4%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.7M 117,376 -431 -0.4%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.33M 91,592 +3,467 +4%
Ameriprise
21
Ameriprise
Minnesota
$1.26M 87,019 +9,523 +12%
PAG
22
Private Advisor Group
New Jersey
$1.16M 79,915 -5,497 -6%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.12M 77,117 +482 +0.6%
NS
24
NBC Securities
Alabama
$1.05M 72,574 +72,549 +290,196%
ICM
25
Ionic Capital Management
New York
$1.05M 72,407 – –
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